Charles Schwab Investment Advisory’s Highland/iBoxx Senior Loan ETF SNLN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-9,290,599	Closed	-$173M	–	73
2016 Q3	$173M	Buy	9,290,599 +92,085	+1%	+$1.71M	1.36%	23
2016 Q2	$169M	Sell	9,198,514 -734,581	-7%	-$13.5M	1.54%	21
2016 Q1	$181M	Buy	9,933,095 +515,493	+5%	+$9.27M	1.89%	20
2015 Q4	$170M	Buy	9,417,602 +414,277	+5%	+$7.56M	2.05%	19
2015 Q3	$166M	Buy	9,003,325 +335,608	+4%	+$6.33M	2.35%	14
2015 Q2	$167M	Buy	8,667,717 +594,805	+7%	+$11.5M	2.58%	11
2015 Q1	$156M	Buy	8,072,912 +214,352	+3%	+$4.14M	3.93%	6
2014 Q4	$151M	Buy	7,858,560 +5,789,188	+280%	+$112M	4.43%	7
2014 Q3	$40.3M	Buy	2,069,372 +98,299	+5%	+$1.94M	1.25%	26
2014 Q2	$39.3M	Buy	+1,971,073	New	+$39.2M	1.25%	27