Highland Capital Management (Texas)’s Highland/iBoxx Senior Loan ETF SNLN Stock Holding History

Highland Capital Management (Texas)’s Portfolio SNLN Stock Details SNLN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-616,731	Closed	-$11.4M	–	347
2017 Q1	$11.4M	Hold	616,731	–	–	0.58%	43
2016 Q4	$11.5M	Buy	616,731 +333,591	+118%	+$6.21M	0.54%	52
2016 Q3	$5.27M	Hold	283,140	–	–	0.16%	119
2016 Q2	$5.2M	Sell	283,140 -24,000	-8%	-$442K	0.21%	112
2016 Q1	$5.61M	Sell	307,140 -300,000	-49%	-$5.39M	0.25%	107
2015 Q4	$11M	Hold	607,140	–	–	0.35%	84
2015 Q3	$11.2M	Hold	607,140	–	–	0.33%	90
2015 Q2	$11.7M	Sell	607,140 -80,907	-12%	-$1.57M	0.24%	100
2015 Q1	$13.3M	Sell	688,047 -200,000	-23%	-$3.86M	0.27%	83
2014 Q4	$17.1M	Sell	888,047 -1,053,669	-54%	-$20.5M	0.57%	44
2014 Q3	$37.8M	Buy	1,941,716 +754,333	+64%	+$14.9M	1.42%	12
2014 Q2	$23.7M	Buy	1,187,383 +37,383	+3%	+$744K	0.87%	28
2014 Q1	$22.9M	Sell	1,150,000 -480,654	-29%	-$9.6M	0.92%	27
2013 Q4	$32.6M	Sell	1,630,654 -269,346	-14%	-$5.38M	1.78%	15
2013 Q3	$38M	Hold	1,900,000	–	–	2.46%	8
2013 Q2	$38M	Buy	+1,900,000	New	+$38.4M	2.92%	8

Other funds holding SNLN

TAIM

TD Ameritrade Investment Management Omaha, Nebraska $9.4B AUM 7.2% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

MIS

Morningstar Investment Services Chicago, Illinois $546M AUM 8.26% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

ALPS Advisors Denver, Colorado $21.3B AUM 23.41% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

DCM

Dearborn Capital Management Chicago, Illinois $41.6M AUM 2.79% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

Highland Capital Management (Texas)'s SNLN Position: Q2 2017 in Review

Highland Capital Management (Texas) sold out of Highland/iBoxx Senior Loan ETF (SNLN) in Q2 2017, closing a stake of 616,731 shares — an estimated $11.4M sold.

Highland Capital Management (Texas) first reported a position in SNLN in Q2 2013 and held it in 16 quarters. The position peaked at $38M in Q2 2013. 63 funds tracked by Wall St. Rank hold SNLN as of Q2 2017.

Highland Capital Management (Texas) reported no remaining Highland/iBoxx Senior Loan ETF position as of Q2 2017 after selling out during the quarter.
Highland Capital Management (Texas) sold 616,731 Highland/iBoxx Senior Loan ETF shares in Q2 2017, an estimated $11.4M.
Highland Capital Management (Texas) first reported a position in Highland/iBoxx Senior Loan ETF in Q2 2013 and held it in 16 quarters.
Highland Capital Management (Texas)'s Highland/iBoxx Senior Loan ETF position peaked at $38M in Q2 2013.
63 funds tracked by Wall St. Rank held Highland/iBoxx Senior Loan ETF as of Q2 2017.

Based on Highland Capital Management (Texas)'s 13F filing for Q2 2017, filed 14 Aug 2017.