Highland Capital Management (Texas)’s Highland/iBoxx Senior Loan ETF SNLN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-616,731	Closed	-$11.4M	–	355
2017 Q1	$11.4M	Hold	616,731	–	–	0.69%	43
2016 Q4	$11.5M	Buy	616,731 +333,591	+118%	+$6.21M	0.65%	52
2016 Q3	$5.27M	Hold	283,140	–	–	0.28%	119
2016 Q2	$5.2M	Sell	283,140 -24,000	-8%	-$442K	0.29%	112
2016 Q1	$5.61M	Sell	307,140 -300,000	-49%	-$5.39M	0.3%	107
2015 Q4	$11M	Hold	607,140	–	–	0.48%	84
2015 Q3	$11.2M	Hold	607,140	–	–	0.42%	90
2015 Q2	$11.7M	Sell	607,140 -80,907	-12%	-$1.57M	0.32%	100
2015 Q1	$13.3M	Sell	688,047 -200,000	-23%	-$3.86M	0.4%	83
2014 Q4	$17.1M	Sell	888,047 -1,053,669	-54%	-$20.5M	0.57%	44
2014 Q3	$37.8M	Buy	1,941,716 +754,333	+64%	+$14.9M	1.42%	12
2014 Q2	$23.7M	Buy	1,187,383 +37,383	+3%	+$744K	0.89%	28
2014 Q1	$22.9M	Sell	1,150,000 -480,654	-29%	-$9.6M	0.92%	27
2013 Q4	$32.6M	Sell	1,630,654 -269,346	-14%	-$5.38M	1.8%	15
2013 Q3	$38M	Hold	1,900,000	–	–	2.46%	8
2013 Q2	$38M	Buy	+1,900,000	New	+$38.4M	2.92%	8