HighTower Advisors
SNLN

HighTower Advisors’s Highland/iBoxx Senior Loan ETF SNLN Stock Holding History

HighTower Advisors’s Portfolio SNLN Stock Details SNLN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q3 		– Sell
-11,213
Closed -$206K – 1972
2016
Q2 		$206K Sell
11,213
-1,261
-10% -$23.2K ﹤0.01% 1483
2016
Q1 		$228K Sell
12,474
-43,445
-78% -$781K ﹤0.01% 1753
2015
Q4 		$1.01M Sell
55,919
-20,744
-27% -$379K 0.01% 961
2015
Q3 		$1.42M Sell
76,663
-295,796
-79% -$5.58M 0.02% 733
2015
Q2 		$7.16M Sell
372,459
-8,393
-2% -$163K 0.11% 186
2015
Q1 		$7.38M Sell
380,852
-57,991
-13% -$1.12M 0.11% 203
2014
Q4 		$8.43M Sell
438,843
-31,722
-7% -$616K 0.13% 182
2014
Q3 		$9.15M Buy
470,565
+8,868
+2% +$175K 0.15% 148
2014
Q2 		$9.2M Buy
461,697
+8,242
+2% +$164K 0.16% 145
2014
Q1 		$9.03M Buy
453,455
+50,262
+12% +$1M 0.18% 130
2013
Q4 		$8.04M Buy
403,193
+18,317
+5% +$366K 0.17% 142
2013
Q3 		$7.67M Buy
384,876
+79,069
+26% +$1.59M 0.2% 127
2013
Q2 		$6.1M Buy
+305,807
New +$6.19M 0.17% 140

Other funds holding SNLN

CSIA
Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return
TAIM
TD Ameritrade Investment Management Omaha, Nebraska $9.4B AUM 7.2% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return
MIS
Morningstar Investment Services Chicago, Illinois $546M AUM 8.26% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.6B AUM 27.3% 1-Year Est. Return
HCMT
Highland Capital Management (Texas) Dallas, Texas $39M AUM
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
RA
RFG Advisory Birmingham, Alabama $5.44B AUM 13.64% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return
O
OppenheimerFunds New York $80.4B AUM 15.1% 1-Year Est. Return