We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.82%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$313M
AUM Growth
+$20.6M
Cap. Flow
+$3.81M
Cap. Flow %
1.22%
Top 10 Hldgs %
17.49%
Holding
763
New
96
Increased
243
Reduced
271
Closed
87

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.36M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$3.18M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$3.06M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.95M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.08M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.13M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$3.49M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$2.09M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Energy 8.45%
3 Financials 7.74%
4 Healthcare 5.09%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLM icon
176
Cornerstone Strategic Value Fund
CLM
$2.2B
$405K 0.13%
15,569
-310
-2% -$8.45K
SCHG icon
177
Schwab US Large-Cap Growth ETF
SCHG
$59.2B
$405K 0.13%
71,544
-17,664
-20% -$95.5K
DOG
178
ProShares Short Dow30
DOG
$109M
$403K 0.13%
3,860
+2,026
+110% +$224K
UNXL
179
DELISTED
Uni-Pixel, Inc.
UNXL
$401K 0.13%
40,037
+24,662
+160% +$364K
FNX icon
180
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
$399K 0.13%
7,904
+944
+14% +$45.4K
WMT icon
181
Walmart Inc
WMT
$906B
$399K 0.13%
15,204
+528
+4% +$13.6K
DEM icon
182
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.86B
$398K 0.13%
7,804
-684
-8% -$35.6K
EVX icon
183
VanEck Environmental Services ETF
EVX
$100M
$390K 0.12%
29,800
+250
+0.8% +$3.21K
FIBK icon
184
First Interstate BancSystem
FIBK
$3.72B
$390K 0.12%
13,750
– –
ADAM
185
Adamas Trust
ADAM
$783M
$389K 0.12%
13,926
-6,961
-33% -$186K
VIG icon
186
Vanguard Dividend Appreciation ETF
VIG
$113B
$388K 0.12%
5,159
-582
-10% -$42.3K
CELG
187
DELISTED
Celgene Corp
CELG
$386K 0.12%
4,564
+126
+3% +$9.97K
WWAV
188
DELISTED
The WhiteWave Foods Company
WWAV
$384K 0.12%
+16,744
New +$348K
LLEX
189
DELISTED
LILIS ENERGY, INC COM STK
LLEX
$383K 0.12%
+165,000
New +$384K
GS icon
190
Goldman Sachs
GS
$308B
$382K 0.12%
2,158
-101
-4% -$16.7K
AA icon
191
Alcoa
AA
$11.7B
$375K 0.12%
14,682
+335
+2% +$7.43K
HIG icon
192
Hartford Financial Services
HIG
$39B
$372K 0.12%
10,279
+391
+4% +$13.5K
WFT
193
DELISTED
Weatherford International plc
WFT
$370K 0.12%
23,889
+900
+4% +$14.3K
TYC
194
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$370K 0.12%
8,608
+103
+1% +$4K
ED icon
195
Consolidated Edison
ED
$42.1B
$368K 0.12%
6,657
+903
+16% +$50.8K
ETJ
196
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$561M
$368K 0.12%
32,653
-11,818
-27% -$132K
SH icon
197
ProShares Short S&P500
SH
$912M
$364K 0.12%
1,802
+155
+9% +$32.9K
D icon
198
Dominion Energy
D
$62.8B
$357K 0.11%
5,514
-22
-0.4% -$1.42K
VTI icon
199
Vanguard Total Stock Market ETF
VTI
$657B
$357K 0.11%
3,725
+15
+0.4% +$1.38K
VLY icon
200
Valley National Bancorp
VLY
$8.03B
$356K 0.11%
35,200
+4,800
+16% +$48.2K
6 7
8
9 10

Similar funds

LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, B. Riley Wealth Advisors held 763 positions worth $313M, up 7.1% from $292M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q4 2013 filing shows 96 new, 243 increased, 271 reduced and 87 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.3% a quarter earlier, followed by Energy and Financials.

  • B. Riley Wealth Advisors's largest Q4 2013 buy was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M.
  • B. Riley Wealth Advisors added most to iShares Core S&P Mid-Cap ETF in Q4 2013, an estimated $5.36M increase.
  • B. Riley Wealth Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $6.08M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $2.09M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $313M portfolio in Q4 2013.
  • B. Riley Wealth Advisors opened 96 new positions and closed 87 in Q4 2013.
  • B. Riley Wealth Advisors's portfolio value rose 7.1% quarter-over-quarter to $313M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2013, filed 21 Jan 2014.