B. Riley Wealth Advisors’s ProShares Short Dow30 DOG Stock Holding History

B. Riley Wealth Advisors’s Portfolio DOG Stock Details DOG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-1,033	Closed	-$96	–	913
2014 Q4	$96	Buy	+1,033	New	+$99.6K	﹤0.01%	1770
2014 Q3	–	Sell	-4,648	Closed	-$235K	–	937
2014 Q2	$235K	Buy	4,648 +1,451	+45%	+$149K	0.06%	396
2014 Q1	$333K	Sell	3,197 -663	-17%	-$70.5K	0.1%	240
2013 Q4	$403K	Buy	3,860 +2,026	+110%	+$224K	0.13%	179
2013 Q3	$212K	Buy	+1,834	New	+$211K	0.07%	315

Other funds holding DOG

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

DAS

Dynamic Advisor Solutions Phoenix, Arizona $3.53B AUM 22.61% 1-Year Est. Return

Baird Milwaukee, Wisconsin $9.78B AUM 11.39% 1-Year Est. Return

JWS

Juncture Wealth Strategies Scottsdale, Arizona $384M AUM 27.62% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Hedeker Wealth Lincolnshire, Illinois $474M AUM 41.25% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

B. Riley Wealth Advisors's DOG Position: Q1 2015 in Review

B. Riley Wealth Advisors sold out of ProShares Short Dow30 (DOG) in Q1 2015, closing a stake of 1,033 shares — an estimated $96 sold.

B. Riley Wealth Advisors first reported a position in DOG in Q3 2013 and held it in 5 quarters. The position peaked at $403K in Q4 2013. 32 funds tracked by Wall St. Rank hold DOG as of Q1 2015.

B. Riley Wealth Advisors reported no remaining ProShares Short Dow30 position as of Q1 2015 after selling out during the quarter.
B. Riley Wealth Advisors sold 1,033 ProShares Short Dow30 shares in Q1 2015, an estimated $96.
B. Riley Wealth Advisors first reported a position in ProShares Short Dow30 in Q3 2013 and held it in 5 quarters.
B. Riley Wealth Advisors's ProShares Short Dow30 position peaked at $403K in Q4 2013.
32 funds tracked by Wall St. Rank held ProShares Short Dow30 as of Q1 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2015, filed 14 May 2015.