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DOG

ProShares Short Dow30

34 hedge funds and large institutions have $70.9M invested in ProShares Short Dow30 in 2014 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 8 increasing their positions, 14 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

108% more call options, than puts

Call options by funds: $3.17M | Put options by funds: $1.52M

0.12% less ownership

Funds ownership: 8.08%7.96% (-0.12%)

17% less funds holding

Funds holding: 4134 (-7)

23% less capital invested

Capital invested by funds: $92.1M → $70.9M (-$21.2M)

43% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 14

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

50% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 12

Holders
34
Holders Change
-7
Holders Change %
-17.07%
% of All Funds
0.91%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
6
Increased
8
Reduced
14
Closed
12
Calls
$3.17M
Puts
$1.52M
Net Calls
+$1.65M
Net Calls Change
+$3.32M
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$16.2M +$5M +51,909 +42%
Morgan Stanley
2
Morgan Stanley
New York
$15.1M -$17.6M -182,229 -53%
BCI
3
Brinker Capital Investments
Pennsylvania
$12.6M +$5.44M +56,390 +72%
JWS
4
Juncture Wealth Strategies
Arizona
$7.13M +$7.38M +76,553 New
SFU
5
Stonehage Fleming (UK)
United Kingdom
$5.54M
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2.74M +$698K +7,238 +33%
UBS Group
7
UBS Group
Switzerland
$2.41M +$2.49M +25,870 New
LPL Financial
8
LPL Financial
California
$1.06M -$518K -5,371 -32%
Northern Trust
9
Northern Trust
Illinois
$954K +$506K +5,250 +105%
EP
10
Elkhorn Partners
Nebraska
$799K
JP Morgan Chase
11
JP Morgan Chase
New York
$793K -$98K -1,016 -11%
DAS
12
Dynamic Advisor Solutions
Arizona
$765K +$92.1K +955 +13%
VF
13
Virtu Financial
New York
$761K -$459K -4,764 -37%
DADC
14
D.A. Davidson & Co
Montana
$662K -$756K -7,841 -52%
MIM
15
Macroview Investment Management
Maryland
$619K +$634K +6,575 +8,767%
BC
16
Brinker Capital
Pennsylvania
$545K +$564K +5,850 New
NHFG
17
New Harbor Financial Group
Massachusetts
$438K +$453K +4,701 New
TRCT
18
Tower Research Capital (TRC)
New York
$299K +$65.6K +680 +27%
Citadel Advisors
19
Citadel Advisors
Florida
$271K -$74.5K -773 -21%
OC
20
Oppenheimer & Co
New York
$242K -$24.1K -250 -9%
SCM
21
Southport Capital Management
Tennessee
$231K -$33.6K -348 -12%
HCM
22
Hilton Capital Management
New York
$210K
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$114K -$24.1K -250 -17%
Bank of America
24
Bank of America
North Carolina
$102K -$69.4K -720 -40%
Deutsche Bank
25
Deutsche Bank
Germany
$93K +$48.2K +500 +100%

DOG Hedge Fund Activity: Q4 2014 in Review

34 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in ProShares Short Dow30 (DOG) for Q4 2014, worth a combined $70.9M — down 23% from $92.1M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of DOG and 6 opened new positions — a net loss of 6 holders — while 14 trimmed existing stakes and 8 added.

The largest buyer was Brinker Capital Investments, adding an estimated $5.44M. The largest seller was Morgan Stanley, cutting an estimated $17.6M.

  • 34 institutional investors held ProShares Short Dow30 (DOG) as of Q4 2014, down from 41 in Q3 2014.
  • Funds reported $70.9M of ProShares Short Dow30 stock for Q4 2014, down 23% quarter-over-quarter.
  • 6 funds opened new ProShares Short Dow30 positions in Q4 2014 and 12 closed out, a net change of -6 holders.
  • The largest ProShares Short Dow30 buyer in Q4 2014 was Brinker Capital Investments, an estimated $5.44M added.
  • The largest ProShares Short Dow30 seller in Q4 2014 was Morgan Stanley, an estimated $17.6M sold.

Based on aggregated 13F filings for Q4 2014.