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DOG

ProShares Short Dow30

31 hedge funds and large institutions have $77.9M invested in ProShares Short Dow30 in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 10 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 10

0.95% less ownership

Funds ownership: 7.72%6.77% (-0.95%)

11% less funds holding

Funds holding: 3531 (-4)

12% less capital invested

Capital invested by funds: $88.5M → $77.9M (-$10.5M)

33% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 9

78% less call options, than puts

Call options by funds: $318K | Put options by funds: $1.47M

Holders
31
Holders Change
-4
Holders Change %
-11.43%
% of All Funds
1.01%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
12
Reduced
10
Closed
9
Calls
$318K
Puts
$1.47M
Net Calls
-$1.15M
Net Calls Change
-$655K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$28.5M +$6.97M +60,649 +33%
Wells Fargo
2
Wells Fargo
California
$16.6M +$708K +6,162 +4%
LG
3
Leuthold Group
Minnesota
$7.05M -$4.24M -36,889 -38%
BCI
4
Brinker Capital Investments
Pennsylvania
$6M +$2.39M +20,750 +67%
U
5
UBS
Switzerland
$5.1M +$982K +8,538 +24%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$4.29M -$1.66M -14,413 -28%
LPL Financial
7
LPL Financial
California
$2.34M +$268K +2,329 +13%
EP
8
Elkhorn Partners
Nebraska
$991K
Goldman Sachs
9
Goldman Sachs
New York
$921K +$98.9K +860 +12%
Barclays
10
Barclays
United Kingdom
$828K +$698K +6,068 +459%
SGAM
11
Steinberg Global Asset Management
Florida
$710K +$37.4K +325 +6%
Northern Trust
12
Northern Trust
Illinois
$693K +$690K +6,000 New
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$636K -$574K -4,990 -48%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$554K +$357K +3,104 +183%
VKH
15
Virtu KCG Holdings
New York
$465K +$463K +4,027 New
RJA
16
Raymond James & Associates
Florida
$416K +$414K +3,600 New
TRCT
17
Tower Research Capital (TRC)
New York
$319K -$870K -7,565 -73%
PAS
18
Partnervest Advisory Services
California
$303K -$144K -1,250 -32%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$275K -$7.78M -67,689 -97%
JWA
20
JFS Wealth Advisors
Pennsylvania
$231K
AIG
21
American International Group
New York
$229K +$15.5K +135 +7%
BRWA
22
B. Riley Wealth Advisors
Florida
$212K +$211K +1,834 New
Bank of America
23
Bank of America
North Carolina
$135K -$82K -713 -38%
US Bancorp
24
US Bancorp
Minnesota
$61K +$58.7K +511 +2,839%
DADC
25
D.A. Davidson & Co
Montana
$22K +$3.68K +32 +19%

DOG Hedge Fund Activity: Q3 2013 in Review

31 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in ProShares Short Dow30 (DOG) for Q3 2013, worth a combined $77.9M — down 12% from $88.5M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of DOG and 6 opened new positions — a net loss of 3 holders — while 10 trimmed existing stakes and 12 added.

The largest buyer was Morgan Stanley, adding an estimated $6.97M. The largest seller was Cambridge Investment Research Advisors, cutting an estimated $7.78M.

  • 31 institutional investors held ProShares Short Dow30 (DOG) as of Q3 2013, down from 35 in Q2 2013.
  • Funds reported $77.9M of ProShares Short Dow30 stock for Q3 2013, down 12% quarter-over-quarter.
  • 6 funds opened new ProShares Short Dow30 positions in Q3 2013 and 9 closed out, a net change of -3 holders.
  • The largest ProShares Short Dow30 buyer in Q3 2013 was Morgan Stanley, an estimated $6.97M added.
  • The largest ProShares Short Dow30 seller in Q3 2013 was Cambridge Investment Research Advisors, an estimated $7.78M sold.

Based on aggregated 13F filings for Q3 2013.