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DOG

ProShares Short Dow30

30 hedge funds and large institutions have $75.3M invested in ProShares Short Dow30 in 2013 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 8 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 8

0.57% more ownership

Funds ownership: 6.77%7.33% (+0.57%)

3% less capital invested

Capital invested by funds: $77.9M → $75.3M (-$2.67M)

3% less funds holding

Funds holding: 3130 (-1)

13% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 8

59% less call options, than puts

Call options by funds: $313K | Put options by funds: $760K

Holders
30
Holders Change
-1
Holders Change %
-3.23%
% of All Funds
0.87%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
12
Reduced
8
Closed
8
Calls
$313K
Puts
$760K
Net Calls
-$447K
Net Calls Change
+$706K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$23M -$2.87M -25,973 -11%
Wells Fargo
2
Wells Fargo
California
$19M +$4.21M +38,040 +26%
LG
3
Leuthold Group
Minnesota
$6.49M +$127K +1,152 +2%
BCI
4
Brinker Capital Investments
Pennsylvania
$5.88M +$483K +4,370 +8%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$4.78M +$948K +8,572 +23%
SGAM
6
Steinberg Global Asset Management
Florida
$4.19M +$3.75M +33,933 +552%
VF
7
Virtu Financial
New York
$2.38M +$2.52M +22,781 New
LPL Financial
8
LPL Financial
California
$1.33M -$856K -7,741 -38%
VKH
9
Virtu KCG Holdings
New York
$1.11M +$726K +6,568 +163%
TRCT
10
Tower Research Capital (TRC)
New York
$1.05M +$809K +7,318 +265%
U
11
UBS
Switzerland
$948K -$3.88M -35,090 -79%
EP
12
Elkhorn Partners
Nebraska
$896K
Northern Trust
13
Northern Trust
Illinois
$888K +$277K +2,500 +42%
AIG
14
American International Group
New York
$781K +$608K +5,496 +277%
Goldman Sachs
15
Goldman Sachs
New York
$729K -$109K -987 -12%
BRWA
16
B. Riley Wealth Advisors
Florida
$403K +$224K +2,026 +110%
SCM
17
Southport Capital Management
Tennessee
$272K +$288K +2,608 New
OC
18
Oppenheimer & Co
New York
$267K +$282K +2,553 New
Bank of America
19
Bank of America
North Carolina
$263K +$150K +1,353 +116%
JWA
20
JFS Wealth Advisors
Pennsylvania
$209K
Barclays
21
Barclays
United Kingdom
$145K -$663K -5,994 -81%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$134K -$389K -3,517 -73%
MIM
23
Macroview Investment Management
Maryland
$43K +$37.4K +338 +451%
DADC
24
D.A. Davidson & Co
Montana
$20K
CAPTRUST Financial Advisors
25
CAPTRUST Financial Advisors
North Carolina
$18K +$19.4K +175 New

DOG Hedge Fund Activity: Q4 2013 in Review

30 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in ProShares Short Dow30 (DOG) for Q4 2013, worth a combined $75.3M — down 3.4% from $77.9M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of DOG and 7 opened new positions — a net loss of 1 holder — while 8 trimmed existing stakes and 12 added.

The largest buyer was Wells Fargo, adding an estimated $4.21M. The largest seller was UBS, cutting an estimated $3.88M.

  • 30 institutional investors held ProShares Short Dow30 (DOG) as of Q4 2013, down from 31 in Q3 2013.
  • Funds reported $75.3M of ProShares Short Dow30 stock for Q4 2013, down 3.4% quarter-over-quarter.
  • 7 funds opened new ProShares Short Dow30 positions in Q4 2013 and 8 closed out, a net change of -1 holder.
  • The largest ProShares Short Dow30 buyer in Q4 2013 was Wells Fargo, an estimated $4.21M added.
  • The largest ProShares Short Dow30 seller in Q4 2013 was UBS, an estimated $3.88M sold.

Based on aggregated 13F filings for Q4 2013.