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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$292M
AUM Growth
-$2.14M
Cap. Flow
-$11.3M
Cap. Flow %
-3.86%
Top 10 Hldgs %
17.77%
Holding
798
New
106
Increased
231
Reduced
265
Closed
131

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.26M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.65M
3
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$1.86M
4
STPP
iPath US Treasury Steepener ETN
STPP
+$1.47M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.27M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.32M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.08M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$3.97M
4
UWM icon
ProShares Ultra Russell2000
UWM
+$882K
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$853K

Sector Composition

Rank Sector Weight
1 Energy 9.49%
2 Technology 8.29%
3 Financials 6.24%
4 Healthcare 5.03%
5 Communication Services 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXC icon
176
Exelon
EXC
$49.5B
$387K 0.13%
18,328
+181
+1% +$3.96K
BXMX
177
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$384K 0.13%
31,779
-13,417
-30% -$167K
IVR icon
178
Invesco Mortgage Capital
IVR
$763M
$383K 0.13%
2,486
-1,018
-29% -$161K
TLP
179
DELISTED
Transmontaigne
TLP
$383K 0.13%
+9,400
New +$394K
SH icon
180
ProShares Short S&P500
SH
$917M
$369K 0.13%
1,647
-2,043
-55% -$462K
EVX icon
181
VanEck Environmental Services ETF
EVX
$100M
$368K 0.13%
29,550
-750
-2% -$8.98K
ALU
182
DELISTED
Alcatel-Lucent
ALU
$368K 0.13%
108,362
+1,111
+1% +$2.84K
PPL
183
PPL Corp
PPL
$27.7B
$367K 0.13%
12,982
+359
+3% +$10.3K
RSPU icon
184
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$559M
$367K 0.13%
11,866
+2,226
+23% +$70.4K
BX icon
185
Blackstone
BX
$106B
$366K 0.13%
14,993
-6,893
-31% -$153K
EMR icon
186
Emerson Electric
EMR
$84.6B
$362K 0.12%
5,588
+385
+7% +$23.5K
WMT icon
187
Walmart Inc
WMT
$919B
$362K 0.12%
14,676
-159
-1% -$4.01K
CVY icon
188
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
$361K 0.12%
15,223
+3,870
+34% +$91.9K
DHC
189
Diversified Healthcare Trust
DHC
$2.23B
$357K 0.12%
15,453
-1,816
-11% -$44K
GS icon
190
Goldman Sachs
GS
$302B
$357K 0.12%
2,259
-139
-6% -$22.4K
BDCL
191
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$355K 0.12%
+12,663
New +$347K
EIX icon
192
Edison International
EIX
$31.3B
$353K 0.12%
7,666
-366
-5% -$17.3K
WFT
193
DELISTED
Weatherford International plc
WFT
$352K 0.12%
22,989
+195
+0.9% +$2.86K
BSJF
194
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$349K 0.12%
13,067
-975
-7% -$25.9K
PMM
195
Franklin Managed Municipal Income Trust
PMM
$272M
$348K 0.12%
50,910
-1,007
-2% -$6.82K
D icon
196
Dominion Energy
D
$63.1B
$346K 0.12%
5,536
-820
-13% -$48.6K
GLW icon
197
Corning
GLW
$99.7B
$343K 0.12%
23,515
+844
+4% +$12.5K
XLP icon
198
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.8B
$343K 0.12%
8,625
-8,536
-50% -$348K
XEL icon
199
Xcel Energy
XEL
$51.4B
$342K 0.12%
12,383
-3,478
-22% -$99.4K
CELG
200
DELISTED
Celgene Corp
CELG
$342K 0.12%
4,438
+230
+5% +$16.1K
6 7
8
9 10

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BCIM
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EAM
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B. Riley Wealth Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, B. Riley Wealth Advisors held 798 positions worth $292M, down 0.73% from $295M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors withdrew a net $11.3M in Q3 2013, closing 131 positions and reducing 265 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $6.32M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.5% of assets, up from 8.6% a quarter earlier, followed by Technology and Financials.

Against the trend, B. Riley Wealth Advisors opened a new position in iPath US Treasury Steepener ETN worth $1.43M.

  • B. Riley Wealth Advisors's largest Q3 2013 buy was iPath US Treasury Steepener ETN: 36,312 shares worth $1.43M.
  • B. Riley Wealth Advisors added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $6.26M increase.
  • B. Riley Wealth Advisors's biggest Q3 2013 reduction was ProShares Ultra S&P500, cutting an estimated $4.08M.
  • B. Riley Wealth Advisors fully exited iShares Core S&P 500 ETF in Q3 2013, selling an estimated $6.32M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $292M portfolio in Q3 2013.
  • B. Riley Wealth Advisors opened 106 new positions and closed 131 in Q3 2013.
  • B. Riley Wealth Advisors's portfolio value fell 0.73% quarter-over-quarter to $292M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2013, filed 21 Oct 2013.