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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+9.12%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.47B
AUM Growth
+$328M
Cap. Flow
+$101M
Cap. Flow %
2.91%
Top 10 Hldgs %
19.15%
Holding
1,535
New
131
Increased
704
Reduced
513
Closed
128

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$18M
2
META icon
Meta Platforms (Facebook)
META
+$14M
3
CAT icon
Caterpillar
CAT
+$8.84M
4
AAPL icon
Apple
AAPL
+$6.67M
5
IIPR icon
Innovative Industrial Properties
IIPR
+$5.43M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.89M
2
SHOP icon
Shopify
SHOP
+$5.01M
3
NTNX icon
Nutanix
NTNX
+$4.79M
4
CRWD icon
CrowdStrike
CRWD
+$4.01M
5
SDS icon
ProShares UltraShort S&P500
SDS
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 17.22%
2 Consumer Discretionary 6.77%
3 Healthcare 6.75%
4 Financials 5.91%
5 Communication Services 5.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLUX icon
1276
Flux Power
FLUX
$12.1M
$193K 0.01%
44,935
-29,375
-40% -$156K
BBBY
1277
DELISTED
Bed Bath & Beyond Inc
BBBY
$192K 0.01%
13,160
-66
-0.5% -$1.15K
CMCL icon
1278
Caledonia Mining Corp
CMCL
$373M
$190K 0.01%
16,294
+416
+3% +$5.18K
NMFC icon
1279
New Mountain Finance
NMFC
$692M
$188K 0.01%
13,665
+1,736
+15% +$23.7K
VOD icon
1280
Vodafone
VOD
$36.2B
$188K 0.01%
12,579
-2,212
-15% -$33.8K
GHY
1281
PGIM Global High Yield Fund
GHY
$480M
$187K 0.01%
12,414
+362
+3% +$5.56K
ARI
1282
Apollo Commercial Real Estate
ARI
$894M
$185K 0.01%
14,041
-3,409
-20% -$49.2K
DBRG icon
1283
DigitalBridge
DBRG
$2.93B
$185K 0.01%
5,550
– –
MYN icon
1284
BlackRock MuniYield New York Quality Fund
MYN
$375M
$185K 0.01%
13,066
-48
-0.4% -$676
MITK icon
1285
Mitek Systems
MITK
$802M
$184K 0.01%
10,325
-1,078
-9% -$19.3K
NEA icon
1286
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$183K 0.01%
11,723
-7,061
-38% -$107K
PTY icon
1287
PIMCO Corporate & Income Opportunity Fund
PTY
$2.5B
$183K 0.01%
+11,019
New +$196K
FSD
1288
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$182K 0.01%
11,670
+35
+0.3% +$551
VVOS icon
1289
Vivos Therapeutics
VVOS
$5.95M
$179K 0.01%
3,171
+1,132
+56% +$91.1K
DVAX
1290
DELISTED
Dynavax Technologies
DVAX
$177K 0.01%
12,550
+750
+6% +$12.3K
PMO
1291
Franklin Municipal Opportunities Trust
PMO
$280M
$177K 0.01%
+12,256
New +$171K
FLG
1292
Flagstar Bank National Association
FLG
$6.01B
$177K 0.01%
4,823
+216
+5% +$8.23K
JHAA
1293
DELISTED
Nuveen Corporate Income 2023 Target Term Fund
JHAA
$171K ﹤0.01%
17,072
-55
-0.3% -$548
MNP
1294
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$171K ﹤0.01%
+10,927
New +$171K
ME
1295
DELISTED
23andMe Holding Co
ME
$169K ﹤0.01%
+1,263
New +$233K
CGBD icon
1296
Carlyle Secured Lending
CGBD
$728M
$166K ﹤0.01%
12,069
+341
+3% +$4.72K
DPG
1297
Duff & Phelps Utility and Infrastructure Fund
DPG
$521M
$162K ﹤0.01%
11,225
+250
+2% +$3.52K
JRO
1298
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$162K ﹤0.01%
15,983
-92
-0.6% -$922
BKKT icon
1299
Bakkt Inc
BKKT
$337M
$159K ﹤0.01%
745
+59
+9% +$24.4K
INSG icon
1300
Inseego
INSG
$122M
$158K ﹤0.01%
2,705
-2,835
-51% -$184K
50 51
52
53 54

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BCIM
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PCP
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EAM
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B. Riley Wealth Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Wealth Advisors held 1,535 positions worth $3.47B, up 10% from $3.14B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

B. Riley Wealth Advisors's Q4 2021 filing shows 131 new, 704 increased, 513 reduced and 128 closed positions. Its largest new stake was VanEck IG Floating Rate ETF: 103,641 shares worth $2.62M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $6.89M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • B. Riley Wealth Advisors's largest Q4 2021 buy was VanEck IG Floating Rate ETF: 103,641 shares worth $2.62M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $18M increase.
  • B. Riley Wealth Advisors's biggest Q4 2021 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $6.89M.
  • B. Riley Wealth Advisors fully exited ProShares UltraShort S&P500 in Q4 2021, selling an estimated $3.81M.
  • B. Riley Wealth Advisors's ten largest holdings make up 19% of its $3.47B portfolio in Q4 2021.
  • B. Riley Wealth Advisors opened 131 new positions and closed 128 in Q4 2021.
  • B. Riley Wealth Advisors's portfolio value rose 10% quarter-over-quarter to $3.47B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2021, filed 28 Jan 2022.