B. Riley Wealth Advisors’s Carlyle Secured Lending CGBD Stock Holding History

B. Riley Wealth Advisors’s Portfolio CGBD Stock Details CGBD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-13,446	Closed	-$197K	–	1518
2023 Q2	$197K	Sell	13,446 -6,992	-34%	-$97.3K	﹤0.01%	1364
2023 Q1	$279K	Sell	20,438 -7,193	-26%	-$106K	0.01%	1109
2022 Q4	$400K	Buy	27,631 +10,457	+61%	+$140K	0.01%	887
2022 Q3	$197K	Buy	17,174 +2,289	+15%	+$31.1K	0.01%	1233
2022 Q2	$190K	Buy	14,885 +2,531	+20%	+$35.5K	0.01%	1047
2022 Q1	$178K	Buy	12,354 +285	+2%	+$4.04K	0.01%	1229
2021 Q4	$166K	Buy	12,069 +341	+3%	+$4.72K	﹤0.01%	1296
2021 Q3	$157K	Buy	11,728 +277	+2%	+$3.78K	0.01%	1276
2021 Q2	$152K	Buy	11,451 +269	+2%	+$3.66K	﹤0.01%	1266
2021 Q1	$140K	Buy	+11,182	New	+$135K	0.01%	1252

Other funds holding CGBD

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return

D.E. Shaw & Co New York $210B AUM 57.28% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $175B AUM 40.63% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

B. Riley Wealth Advisors's CGBD Position: Q3 2023 in Review

B. Riley Wealth Advisors sold out of Carlyle Secured Lending (CGBD) in Q3 2023, closing a stake of 13,446 shares — an estimated $197K sold.

B. Riley Wealth Advisors first reported a position in CGBD in Q1 2021 and held it in 10 quarters. The position peaked at $400K in Q4 2022. 105 funds tracked by Wall St. Rank hold CGBD as of Q3 2023.

B. Riley Wealth Advisors reported no remaining Carlyle Secured Lending position as of Q3 2023 after selling out during the quarter.
B. Riley Wealth Advisors sold 13,446 Carlyle Secured Lending shares in Q3 2023, an estimated $197K.
B. Riley Wealth Advisors first reported a position in Carlyle Secured Lending in Q1 2021 and held it in 10 quarters.
B. Riley Wealth Advisors's Carlyle Secured Lending position peaked at $400K in Q4 2022.
105 funds tracked by Wall St. Rank held Carlyle Secured Lending as of Q3 2023.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.