B. Riley Wealth Advisors’s Carlyle Secured Lending CGBD Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-13,446	Closed	-$197K	–	1518
2023 Q2	$197K	Sell	13,446 -6,992	-34%	-$97.3K	﹤0.01%	1364
2023 Q1	$279K	Sell	20,438 -7,193	-26%	-$106K	0.01%	1109
2022 Q4	$400K	Buy	27,631 +10,457	+61%	+$140K	0.01%	887
2022 Q3	$197K	Buy	17,174 +2,289	+15%	+$31.1K	0.01%	1233
2022 Q2	$190K	Buy	14,885 +2,531	+20%	+$35.5K	0.01%	1047
2022 Q1	$178K	Buy	12,354 +285	+2%	+$4.04K	0.01%	1229
2021 Q4	$166K	Buy	12,069 +341	+3%	+$4.72K	﹤0.01%	1296
2021 Q3	$157K	Buy	11,728 +277	+2%	+$3.78K	0.01%	1276
2021 Q2	$152K	Buy	11,451 +269	+2%	+$3.66K	﹤0.01%	1266
2021 Q1	$140K	Buy	+11,182	New	+$135K	0.01%	1252