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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+9.12%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.47B
AUM Growth
+$328M
Cap. Flow
+$101M
Cap. Flow %
2.91%
Top 10 Hldgs %
19.15%
Holding
1,535
New
131
Increased
704
Reduced
513
Closed
128

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$18M
2
META icon
Meta Platforms (Facebook)
META
+$14M
3
CAT icon
Caterpillar
CAT
+$8.84M
4
AAPL icon
Apple
AAPL
+$6.67M
5
IIPR icon
Innovative Industrial Properties
IIPR
+$5.43M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.89M
2
SHOP icon
Shopify
SHOP
+$5.01M
3
NTNX icon
Nutanix
NTNX
+$4.79M
4
CRWD icon
CrowdStrike
CRWD
+$4.01M
5
SDS icon
ProShares UltraShort S&P500
SDS
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 17.22%
2 Consumer Discretionary 6.77%
3 Healthcare 6.75%
4 Financials 5.91%
5 Communication Services 5.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTD icon
1201
WisdomTree US Total Dividend Fund
DTD
$1.68B
$232K 0.01%
3,578
– –
PMT
1202
PennyMac Mortgage Investment
PMT
$831M
$232K 0.01%
13,352
-3,898
-23% -$73.8K
SCHV
1203
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$232K 0.01%
+9,438
New +$224K
EPR icon
1204
EPR Properties
EPR
$4.69B
$231K 0.01%
4,854
+604
+14% +$30K
FCEL icon
1205
FuelCell Energy
FCEL
$1.8B
$231K 0.01%
1,477
+35
+2% +$8.25K
PGF icon
1206
Invesco Financial Preferred ETF
PGF
$676M
$231K 0.01%
12,250
+1,500
+14% +$28.1K
HEQ
1207
John Hancock Hedged Equity & Income Fund
HEQ
$139M
$230K 0.01%
17,618
+157
+0.9% +$2.02K
KD icon
1208
Kyndryl
KD
$3.24B
$230K 0.01%
+12,684
New +$274K
XRAY icon
1209
Dentsply Sirona
XRAY
$2.86B
$230K 0.01%
4,116
+294
+8% +$16.2K
ON icon
1210
ON Semiconductor
ON
$31.4B
$229K 0.01%
+3,369
New +$191K
GBAB
1211
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$386M
$228K 0.01%
9,591
-3,750
-28% -$88.8K
FAST icon
1212
Fastenal
FAST
$57B
$227K 0.01%
+7,060
New +$208K
FTXG icon
1213
First Trust Nasdaq Food & Beverage ETF
FTXG
$24.1M
$227K 0.01%
8,765
+25
+0.3% +$628
NGG icon
1214
National Grid
NGG
$80.9B
$227K 0.01%
+3,485
New +$205K
SAP icon
1215
SAP
SAP
$226B
$227K 0.01%
+1,614
New +$225K
FSEP icon
1216
FT Vest US Equity Buffer ETF September
FSEP
$1.23B
$226K 0.01%
6,265
-13,799
-69% -$487K
PKG icon
1217
Packaging Corp of America
PKG
$22.8B
$225K 0.01%
1,653
+102
+7% +$13.7K
FAM
1218
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$225K 0.01%
23,315
– –
KNG icon
1219
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.45B
$224K 0.01%
+3,898
New +$215K
LRNZ icon
1220
TrueShares Technology AI & Deep Learning ETF
LRNZ
$41M
$224K 0.01%
4,752
+2
+0% +$98
MOS icon
1221
The Mosaic Company
MOS
$7.22B
$224K 0.01%
5,675
-248
-4% -$9.49K
EVT icon
1222
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
$223K 0.01%
7,472
-1,447
-16% -$41.7K
FXN icon
1223
First Trust Energy AlphaDEX Fund
FXN
$374M
$223K 0.01%
18,688
+7,341
+65% +$90.8K
CFA icon
1224
VictoryShares US 500 Volatility Wtd ETF
CFA
$550M
$222K 0.01%
2,848
-771
-21% -$57.9K
VTIP icon
1225
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$222K 0.01%
+4,317
New +$225K
47 48
49
50 51

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Wealth Advisors held 1,535 positions worth $3.47B, up 10% from $3.14B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

B. Riley Wealth Advisors's Q4 2021 filing shows 131 new, 704 increased, 513 reduced and 128 closed positions. Its largest new stake was VanEck IG Floating Rate ETF: 103,641 shares worth $2.62M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $6.89M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • B. Riley Wealth Advisors's largest Q4 2021 buy was VanEck IG Floating Rate ETF: 103,641 shares worth $2.62M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $18M increase.
  • B. Riley Wealth Advisors's biggest Q4 2021 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $6.89M.
  • B. Riley Wealth Advisors fully exited ProShares UltraShort S&P500 in Q4 2021, selling an estimated $3.81M.
  • B. Riley Wealth Advisors's ten largest holdings make up 19% of its $3.47B portfolio in Q4 2021.
  • B. Riley Wealth Advisors opened 131 new positions and closed 128 in Q4 2021.
  • B. Riley Wealth Advisors's portfolio value rose 10% quarter-over-quarter to $3.47B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2021, filed 28 Jan 2022.