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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.7B
AUM Growth
-$760M
Cap. Flow
-$635M
Cap. Flow %
-17.18%
Top 10 Hldgs %
20.23%
Holding
1,666
New
129
Increased
629
Reduced
619
Closed
220

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$12.1M
3
TBIL
F/m US Treasury 3 Month Bill Fund
TBIL
+$10.8M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.27M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.69M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$109M
2
AMZN icon
Amazon
AMZN
+$49.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$48.8M
4
CVX icon
Chevron
CVX
+$36M
5
AZO icon
AutoZone
AZO
+$31.8M

Sector Composition

Rank Sector Weight
1 Technology 14.45%
2 Healthcare 6.56%
3 Consumer Discretionary 5.85%
4 Financials 5.6%
5 Energy 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KWEB icon
1126
KraneShares CSI China Internet ETF
KWEB
$5.69B
$259K 0.01%
+9,458
New +$269K
JBLU icon
1127
JetBlue
JBLU
$2.35B
$258K 0.01%
56,152
+1,452
+3% +$9.55K
MHO icon
1128
M/I Homes
MHO
$3.8B
$258K 0.01%
+3,072
New +$284K
BSTZ icon
1129
BlackRock Science and Technology Term Trust
BSTZ
$1.99B
$257K 0.01%
15,594
+2,294
+17% +$40.5K
TTC icon
1130
Toro Company
TTC
$9.06B
$257K 0.01%
3,096
+1,065
+52% +$103K
FXZ icon
1131
First Trust Materials AlphaDEX Fund
FXZ
$374M
$256K 0.01%
4,061
– –
TRP icon
1132
TC Energy
TRP
$68.6B
$255K 0.01%
7,253
-964
-12% -$35.5K
TRMB icon
1133
Trimble
TRMB
$13.5B
$254K 0.01%
4,724
+555
+13% +$29.4K
RELX icon
1134
RELX
RELX
$63.1B
$254K 0.01%
+7,530
New +$249K
ITB icon
1135
iShares US Home Construction ETF
ITB
$2.25B
$253K 0.01%
3,223
-2,132
-40% -$181K
NAC icon
1136
Nuveen California Quality Municipal Income Fund
NAC
$1.82B
$253K 0.01%
26,120
– –
NCV
1137
Virtus Convertible & Income Fund
NCV
$382M
$252K 0.01%
20,034
+143
+0.7% +$1.91K
GBAB
1138
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$382M
$252K 0.01%
16,192
-8,398
-34% -$132K
TSN icon
1139
Tyson Foods
TSN
$21B
$251K 0.01%
4,976
+278
+6% +$14.8K
NXC
1140
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$251K 0.01%
20,564
– –
XDEC icon
1141
FT Vest US Equity Enhance & Moderate Buffer ETF December
XDEC
$203M
$251K 0.01%
7,635
-1,699
-18% -$55.9K
FLEX icon
1142
Flex
FLEX
$43B
$251K 0.01%
+12,340
New +$250K
NCLH icon
1143
Norwegian Cruise Line
NCLH
$9.07B
$251K 0.01%
15,213
+491
+3% +$9.06K
LYFT icon
1144
Lyft
LYFT
$6.22B
$251K 0.01%
23,783
-1,940
-8% -$21.6K
OXLC
1145
Oxford Lane Capital
OXLC
$903M
$251K 0.01%
10,044
-3,070
-23% -$79K
BMEZ icon
1146
BlackRock Health Sciences Trust II
BMEZ
$974M
$250K 0.01%
17,363
+796
+5% +$12.4K
OC icon
1147
Owens Corning
OC
$11.5B
$250K 0.01%
+1,830
New +$251K
PMM
1148
Franklin Managed Municipal Income Trust
PMM
$266M
$249K 0.01%
45,312
+2,101
+5% +$12.3K
HTGC icon
1149
Hercules Capital
HTGC
$3.15B
$249K 0.01%
15,154
-1,966
-11% -$32.2K
HPI
1150
John Hancock Preferred Income Fund
HPI
$431M
$249K 0.01%
17,060
-13,427
-44% -$204K
44 45
46
47 48

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, B. Riley Wealth Advisors held 1,666 positions worth $3.7B, down 17% from $4.46B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

B. Riley Wealth Advisors withdrew a net $635M in Q3 2023, closing 220 positions and reducing 619 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares Treasury Floating Rate Bond ETF worth $7.32M.

  • B. Riley Wealth Advisors's largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 144,283 shares worth $7.32M.
  • B. Riley Wealth Advisors added most to Vanguard Morningstar Value ETF in Q3 2023, an estimated $17.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $109M.
  • B. Riley Wealth Advisors fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $20.2M.
  • B. Riley Wealth Advisors's ten largest holdings make up 20% of its $3.7B portfolio in Q3 2023.
  • B. Riley Wealth Advisors opened 129 new positions and closed 220 in Q3 2023.
  • B. Riley Wealth Advisors's portfolio value fell 17% quarter-over-quarter to $3.7B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.