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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+1.32%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.68M
AUM Growth
-$380M
Cap. Flow
+$236M
Cap. Flow %
5,035.5%
Top 10 Hldgs %
13.14%
Holding
3,993
New
3,307
Increased
403
Reduced
112
Closed
127

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.3M
2
CMG icon
Chipotle Mexican Grill
CMG
+$7.24M
3
BABA icon
Alibaba
BABA
+$5.15M
4
META icon
Meta Platforms (Facebook)
META
+$4.94M
5
JNJ icon
Johnson & Johnson
JNJ
+$3.79M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.73M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.5M
3
MVV icon
ProShares Ultra MidCap400
MVV
+$832K
4
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$732K
5
SLV icon
iShares Silver Trust
SLV
+$537K

Sector Composition

Rank Sector Weight
1 Technology 7.29%
2 Healthcare 6.35%
3 Financials 5.66%
4 Energy 4.51%
5 Communication Services 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUM icon
751
Yum! Brands
YUM
$41.9B
$98 ﹤0.01%
+1,875
New +$97.6K
FNHC
752
DELISTED
FedNat Holding Company Common Stock
FNHC
$98 ﹤0.01%
4,072
-3,542
-47% -$96.5K
DLTR icon
753
Dollar Tree
DLTR
$24.8B
$97 ﹤0.01%
+1,377
New +$86.8K
IMO icon
754
Imperial Oil
IMO
$62.3B
$97 ﹤0.01%
+2,250
New +$102K
PGF icon
755
Invesco Financial Preferred ETF
PGF
$674M
$97 ﹤0.01%
+5,314
New +$96.3K
RPG icon
756
Invesco S&P 500 Pure Growth ETF
RPG
$1.9B
$97 ﹤0.01%
+6,075
New +$94.7K
RWO icon
757
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.32B
$97 ﹤0.01%
+2,040
New +$95.5K
DOG
758
ProShares Short Dow30
DOG
$112M
$96 ﹤0.01%
+1,033
New +$99.6K
DWAS icon
759
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$413M
$96 ﹤0.01%
+2,448
New +$90.9K
OAK
760
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$96 ﹤0.01%
+1,850
New +$89.3K
ANSS
761
DELISTED
Ansys
ANSS
$95 ﹤0.01%
+1,158
New +$91.8K
ARCC icon
762
Ares Capital
ARCC
$13.4B
$95 ﹤0.01%
+6,102
New +$97.3K
SCHM icon
763
Schwab US Mid-Cap ETF
SCHM
$14.2B
$95 ﹤0.01%
+7,008
New +$92.3K
VTV icon
764
Vanguard Value ETF
VTV
$188B
$95 ﹤0.01%
+1,127
New +$93.1K
AFG icon
765
American Financial Group
AFG
$11.9B
$94 ﹤0.01%
+1,549
New +$92.2K
GHY
766
PGIM Global High Yield Fund
GHY
$476M
$94 ﹤0.01%
+5,920
New +$95.4K
PFL
767
PIMCO Income Strategy Fund
PFL
$382M
$94 ﹤0.01%
+8,000
New +$96.9K
HEP
768
DELISTED
Holly Energy Partners, L.P.
HEP
$94 ﹤0.01%
+3,155
New +$104K
SIRO
769
DELISTED
SIRONA DENTAL SYSTEMS INC COM STK
SIRO
$93 ﹤0.01%
+1,065
New +$87.9K
GAS
770
DELISTED
AGL Resources Inc
GAS
$93 ﹤0.01%
+1,698
New +$89.7K
ACIC icon
771
American Coastal Insurance
ACIC
$536M
$92 ﹤0.01%
4,178
-6,322
-60% -$118K
OIH icon
772
VanEck Oil Services ETF
OIH
$1.97B
$92 ﹤0.01%
+129
New +$107K
OSPN icon
773
OneSpan
OSPN
$584M
$92 ﹤0.01%
+3,247
New +$80.4K
ARRS
774
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$92 ﹤0.01%
+3,037
New +$86K
HAR
775
DELISTED
Harman International Industries
HAR
$92 ﹤0.01%
+863
New +$88.9K
29 30
31
32 33

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B. Riley Wealth Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Advisors held 3,993 positions worth $4.68M, down 99% from $384M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors deployed $236M of net new capital in Q4 2014, opening 3,307 new positions and adding to 403 existing holdings. Its largest new stake was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $2.73M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2014 buy was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.
  • B. Riley Wealth Advisors added most to Meta Platforms (Facebook) in Q4 2014, an estimated $4.94M increase.
  • B. Riley Wealth Advisors's biggest Q4 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.73M.
  • B. Riley Wealth Advisors fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $732K.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $4.68M portfolio in Q4 2014.
  • B. Riley Wealth Advisors opened 3,307 new positions and closed 127 in Q4 2014.
  • B. Riley Wealth Advisors's portfolio value fell 99% quarter-over-quarter to $4.68M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2014, filed 18 Feb 2015.