B. Riley Wealth Advisors’s OAKTREE CAPITAL GROUP, LLC OAK Stock Holding History

B. Riley Wealth Advisors’s Portfolio OAK Stock Details OAK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-4,965	Closed	-$246K	–	629
2015 Q3	$246K	Buy	+4,965	New	+$263K	0.06%	410
2015 Q2	–	Sell	-4,965	Closed	-$256K	–	601
2015 Q1	$256K	Buy	4,965 +3,115	+168%	+$167K	0.06%	405
2014 Q4	$96	Buy	+1,850	New	+$89.3K	﹤0.01%	1772
2014 Q3	–	Sell	-1,250	Closed	-$62.5K	–	2153
2014 Q2	$62.5K	Buy	+1,250	New	+$64.9K	0.01%	927

Other funds holding OAK

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

BAMCO Inc New York $33.1B AUM 11.16% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

WRF

Waddell & Reed Financial Overland Park, Kansas $48.6B AUM 84.78% 1-Year Est. Return

OCAM

Onex Canada Asset Management Toronto, Ontario, Canada $601M AUM 15.16% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

B. Riley Wealth Advisors's OAK Position: Q4 2015 in Review

B. Riley Wealth Advisors sold out of OAKTREE CAPITAL GROUP, LLC (OAK) in Q4 2015, closing a stake of 4,965 shares — an estimated $246K sold.

B. Riley Wealth Advisors first reported a position in OAK in Q2 2014 and held it in 4 quarters. The position peaked at $256K in Q1 2015. 179 funds tracked by Wall St. Rank hold OAK as of Q4 2015.

B. Riley Wealth Advisors reported no remaining OAKTREE CAPITAL GROUP, LLC position as of Q4 2015 after selling out during the quarter.
B. Riley Wealth Advisors sold 4,965 OAKTREE CAPITAL GROUP, LLC shares in Q4 2015, an estimated $246K.
B. Riley Wealth Advisors first reported a position in OAKTREE CAPITAL GROUP, LLC in Q2 2014 and held it in 4 quarters.
B. Riley Wealth Advisors's OAKTREE CAPITAL GROUP, LLC position peaked at $256K in Q1 2015.
179 funds tracked by Wall St. Rank held OAKTREE CAPITAL GROUP, LLC as of Q4 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2015, filed 16 Feb 2016.