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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.82%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$313M
AUM Growth
+$20.6M
Cap. Flow
+$3.81M
Cap. Flow %
1.22%
Top 10 Hldgs %
17.49%
Holding
763
New
96
Increased
243
Reduced
271
Closed
87

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.36M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$3.18M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$3.06M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.95M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.08M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.13M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$3.49M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$2.09M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Energy 8.45%
3 Financials 7.74%
4 Healthcare 5.09%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMO
726
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
– –
-798
Closed -$98K
NE
727
DELISTED
Noble Corporation
NE
– –
-3,850
Closed -$127K
APU
728
DELISTED
AmeriGas Partners, L.P.
APU
– –
-2,700
Closed -$116K
MXWL
729
DELISTED
Maxwell Technologies Inc
MXWL
– –
-6,266
Closed -$57K
HZNP
730
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-34,813
Closed -$117K
BEL
731
DELISTED
Belmond Ltd.
BEL
– –
-4,690
Closed -$61K
TFCFA
732
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-2,581
Closed -$86K
TLP
733
DELISTED
Transmontaigne
TLP
– –
-9,400
Closed -$383K
RGC
734
DELISTED
Regal Entertainment Group
RGC
– –
-6,106
Closed -$116K
BHI
735
DELISTED
Baker Hughes
BHI
– –
-2,271
Closed -$112K
CSC
736
DELISTED
Computer Sciences
CSC
– –
-7,314
Closed -$159K
TNGO
737
DELISTED
Tangoe, Inc.
TNGO
– –
-5,740
Closed -$137K
ARIA
738
DELISTED
Ariad Pharmaceuticals Inc
ARIA
– –
-5,000
Closed -$92K
CTF
739
DELISTED
Nuveen Long/Short Commodity Fd
CTF
– –
-4,080
Closed -$70K
ZINC
740
DELISTED
HORSEHEAD HLDG CORP COM STK (DE)
ZINC
– –
-23,809
Closed -$297K
MWE
741
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
– –
-2,817
Closed -$203K
FTT
742
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
– –
-5,517
Closed -$71K
QEPM
743
DELISTED
QEP MIDSTREAM PARTNERS LP UIT REPSTG LTD PARTSP INT (DE)
QEPM
– –
-14,334
Closed -$325K
TEG
744
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
– –
-3,225
Closed -$180K
FST
745
DELISTED
FOREST OIL CORPORATION
FST
– –
-8,100
Closed -$49K
DCT
746
DELISTED
DCT Industrial Trust Inc.
DCT
– –
-4,125
Closed -$119K
COLE
747
DELISTED
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
– –
-10,000
Closed -$123K
ARK
748
DELISTED
BLACKROCK SR HIGH INCM FD INC
ARK
– –
-16,431
Closed -$65K
RECV
749
DELISTED
RECOVERY ENERGY, INC. NEW COMMON STOCK
RECV
– –
-130,276
Closed -$271K
SYMM
750
DELISTED
SYMMETRICOM INC
SYMM
– –
-10,025
Closed -$48K
27 28 29
30
31

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B. Riley Wealth Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, B. Riley Wealth Advisors held 763 positions worth $313M, up 7.1% from $292M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q4 2013 filing shows 96 new, 243 increased, 271 reduced and 87 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.3% a quarter earlier, followed by Energy and Financials.

  • B. Riley Wealth Advisors's largest Q4 2013 buy was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M.
  • B. Riley Wealth Advisors added most to iShares Core S&P Mid-Cap ETF in Q4 2013, an estimated $5.36M increase.
  • B. Riley Wealth Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $6.08M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $2.09M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $313M portfolio in Q4 2013.
  • B. Riley Wealth Advisors opened 96 new positions and closed 87 in Q4 2013.
  • B. Riley Wealth Advisors's portfolio value rose 7.1% quarter-over-quarter to $313M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2013, filed 21 Jan 2014.