We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.68%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$3.39B
AUM Growth
+$337M
Cap. Flow
+$351M
Cap. Flow %
10.36%
Top 10 Hldgs %
21.16%
Holding
1,429
New
293
Increased
609
Reduced
370
Closed
108

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$43M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$34.1M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$18.4M
4
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$17.5M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$13.9M

Top Sells

Rank Stock Value
1
FC icon
Franklin Covey
FC
+$16.8M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$10.4M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$9.02M
4
IBM icon
IBM
IBM
+$6.56M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$5.86M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.97%
2 Technology 16.71%
3 Financials 6.44%
4 Healthcare 5.59%
5 Consumer Discretionary 5.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUV icon
701
Nuveen Municipal Value Fund
NUV
$1.89B
$585K 0.02%
66,700
– –
SNPS icon
702
Synopsys
SNPS
$84.8B
$584K 0.02%
1,361
+111
+9% +$53.9K
FIW icon
703
First Trust Water ETF
FIW
$1.89B
$582K 0.02%
5,783
-6,535
-53% -$675K
MMU
704
Western Asset Managed Municipals Fund
MMU
$551M
$577K 0.02%
56,117
+67
+0.1% +$693
IGSB icon
705
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
$575K 0.02%
10,989
+1,110
+11% +$57.7K
HQH
706
abrdn Healthcare Investors
HQH
$1.3B
$574K 0.02%
35,360
-4,627
-12% -$79.5K
NOVM
707
FT Vest U.S. Equity Max Buffer ETF - November
NOVM
$28.2M
$573K 0.02%
18,834
– –
AWK icon
708
American Water Works
AWK
$27.5B
$569K 0.02%
3,857
-2,773
-42% -$365K
MSA icon
709
Mine Safety
MSA
$7.34B
$568K 0.02%
3,870
+180
+5% +$28.7K
AM icon
710
Antero Midstream
AM
$10.6B
$564K 0.02%
31,355
+11,374
+57% +$188K
FPE icon
711
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$564K 0.02%
+32,040
New +$569K
ESOA icon
712
Energy Services of America
ESOA
$215M
$562K 0.02%
59,500
-37,000
-38% -$403K
CDNS icon
713
Cadence Design Systems
CDNS
$93.7B
$559K 0.02%
2,199
+664
+43% +$185K
HLI icon
714
Houlihan Lokey
HLI
$9.3B
$559K 0.02%
3,463
+818
+31% +$140K
PGRE
715
DELISTED
Paramount Group
PGRE
$559K 0.02%
130,000
– –
GGAL icon
716
Galicia Financial Group
GGAL
$6.78B
$558K 0.02%
10,244
+2,554
+33% +$159K
PG icon
717
CALL
Procter & Gamble
PG
$334B
$556K 0.02%
+3,265
New +$547K
CG icon
718
Carlyle Group
CG
$17.5B
$556K 0.02%
12,754
+422
+3% +$20.9K
SLB icon
719
CALL
SLB Ltd
SLB
$85.1B
$556K 0.02%
+13,300
New +$545K
BUFQ icon
720
FT Vest Fund of Nasdaq-100 Buffer ETFs
BUFQ
$1.6B
$554K 0.02%
18,553
-3,895
-17% -$122K
LINC icon
721
Lincoln Educational Services
LINC
$807M
$553K 0.02%
34,840
+6,240
+22% +$102K
MTB icon
722
M&T Bank
MTB
$34.3B
$553K 0.02%
3,091
+200
+7% +$37.9K
SEIX icon
723
Virtus SEIX Senior Loan ETF
SEIX
$257M
$552K 0.02%
23,390
+1,015
+5% +$24.2K
DIAX
724
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$551K 0.02%
38,051
-6,046
-14% -$91.1K
KNSL icon
725
Kinsale Capital Group
KNSL
$8.67B
$547K 0.02%
1,123
-198
-15% -$88.9K
27 28
29
30 31

Similar funds

KI
Keystone Investors Singapore $1.87B AUM
TCBWMS
Texas Capital Bank Wealth Management Services Dallas, Texas $1.87B AUM 24.49% 1-Year Est. Return
LI
LMCG Investments Boston, Massachusetts $1.87B AUM 50.61% 1-Year Est. Return
RAM
Robinhood Asset Management Menlo Park, California $1.87B AUM
PA
Proem Advisors Dallas, Texas $1.87B AUM 202.8% 1-Year Est. Return
BHWM
Bar Harbor Wealth Management Concord, New Hampshire $1.86B AUM 32.07% 1-Year Est. Return
IPW
Invictus Private Wealth Denver, Colorado $1.86B AUM 25.51% 1-Year Est. Return
AP
Atwood & Palmer Kansas City, Missouri $1.87B AUM 24.22% 1-Year Est. Return

B. Riley Wealth Advisors's Q1 2025 Portfolio in Review

As of Q1 2025, B. Riley Wealth Advisors held 1,429 positions worth $3.39B, up 11% from $3.05B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors deployed $351M of net new capital in Q1 2025, opening 293 new positions and adding to 609 existing holdings. Its largest new stake was Invesco QQQ Trust: 84,582 shares worth $39.7M.

By sector, the portfolio is most concentrated in Miscellaneous at 47% of assets, up from 41% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $10.4M trimmed.

  • B. Riley Wealth Advisors's largest Q1 2025 buy was Invesco QQQ Trust: 84,582 shares worth $39.7M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q1 2025, an estimated $34.1M increase.
  • B. Riley Wealth Advisors's biggest Q1 2025 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $10.4M.
  • B. Riley Wealth Advisors fully exited Franklin Covey in Q1 2025, selling an estimated $16.8M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.39B portfolio in Q1 2025.
  • B. Riley Wealth Advisors opened 293 new positions and closed 108 in Q1 2025.
  • B. Riley Wealth Advisors's portfolio value rose 11% quarter-over-quarter to $3.39B.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2025, filed 28 Aug 2026.