B. Riley Wealth Advisors’s FT Vest U.S. Equity Max Buffer ETF - November NOVM Stock Holding History

B. Riley Wealth Advisors’s Portfolio NOVM Stock Details NOVM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q2	–	Sell	-18,834	Closed	-$573K	–	1402
2025 Q1	$573K	Hold	18,834	–	–	0.02%	707
2024 Q4	$576K	Buy	+18,834	New	+$577K	0.02%	644

Other funds holding NOVM

CCFM

Clear Creek Financial Management Silverdale, Washington $1.56B AUM 31.02% 1-Year Est. Return

FFA

Farther Finance Advisors San Francisco, California $12.8B AUM 26.53% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

BTWM

Brass Tax Wealth Management Cincinnati, Ohio $602M AUM 12.59% 1-Year Est. Return

MOS

MGO One Seven Beachwood, Ohio $6.06B AUM 28.9% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

GEA

Glen Eagle Advisors Kingston, New Jersey $793M AUM 21.06% 1-Year Est. Return

MFS

Madrona Financial Services Everett, Washington $543M AUM 30.87% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

B. Riley Wealth Advisors's NOVM Position: Q2 2025 in Review

B. Riley Wealth Advisors sold out of FT Vest U.S. Equity Max Buffer ETF - November (NOVM) in Q2 2025, closing a stake of 18,834 shares — an estimated $573K sold.

B. Riley Wealth Advisors first reported a position in NOVM in Q4 2024 and held it in 2 quarters. The position peaked at $576K in Q4 2024. 25 funds tracked by Wall St. Rank hold NOVM as of Q2 2025.

B. Riley Wealth Advisors reported no remaining FT Vest U.S. Equity Max Buffer ETF - November position as of Q2 2025 after selling out during the quarter.
B. Riley Wealth Advisors sold 18,834 FT Vest U.S. Equity Max Buffer ETF - November shares in Q2 2025, an estimated $573K.
B. Riley Wealth Advisors first reported a position in FT Vest U.S. Equity Max Buffer ETF - November in Q4 2024 and held it in 2 quarters.
B. Riley Wealth Advisors's FT Vest U.S. Equity Max Buffer ETF - November position peaked at $576K in Q4 2024.
25 funds tracked by Wall St. Rank held FT Vest U.S. Equity Max Buffer ETF - November as of Q2 2025.

Based on B. Riley Wealth Advisors's 13F filing for Q2 2025, filed 19 Aug 2025.