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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-15.09%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.17B
AUM Growth
-$3.59M
Cap. Flow
+$238M
Cap. Flow %
20.35%
Top 10 Hldgs %
18.69%
Holding
933
New
96
Increased
422
Reduced
253
Closed
142

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$18.9M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$17.1M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.83M
5
GLD icon
SPDR Gold Trust
GLD
+$8.9M

Top Sells

Rank Stock Value
1
BYLD icon
iShares Yield Optimized Bond ETF
BYLD
+$16.3M
2
DVY icon
iShares Select Dividend ETF
DVY
+$9.1M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.92M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$7.18M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$2.95M

Sector Composition

Rank Sector Weight
1 Technology 11.92%
2 Healthcare 7.29%
3 Financials 6.33%
4 Consumer Discretionary 5.76%
5 Communication Services 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNY
701
DELISTED
BlackRock New York Municipal Income Trust
BNY
$158K 0.01%
11,885
+1,072
+10% +$14.9K
MLPB icon
702
ETRACS Alerian MLP Infrastructure Index ETN Series B due Apr 2 2040
MLPB
$248M
$158K 0.01%
+19,299
New +$297K
FBIO icon
703
Fortress Biotech
FBIO
$90M
$157K 0.01%
5,533
+1,016
+22% +$33.7K
CCL icon
704
Carnival Corporation Ltd
CCL
$40.9B
$155K 0.01%
11,715
-569
-5% -$20.2K
IGD
705
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$513M
$155K 0.01%
33,826
-3,398
-9% -$19.3K
ETV
706
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$154K 0.01%
12,751
-1,016
-7% -$14.1K
AXU
707
DELISTED
Alexco Resource Corp
AXU
$153K 0.01%
+125,000
New +$211K
CS
708
DELISTED
Credit Suisse Group
CS
$144K 0.01%
17,722
+3,588
+25% +$41.7K
VER
709
DELISTED
VEREIT, Inc.
VER
$138K 0.01%
5,580
+504
+10% +$21.3K
RITM icon
710
Rithm Capital
RITM
$5.66B
$132K 0.01%
26,313
+8,600
+49% +$125K
STWD icon
711
Starwood Property Trust
STWD
$5.96B
$130K 0.01%
12,663
-4,234
-25% -$92.8K
NSL
712
DELISTED
NUVEEN SENIOR INCM FD
NSL
$130K 0.01%
29,235
-8,309
-22% -$45.7K
TGTX icon
713
TG Therapeutics
TGTX
$7.04B
$129K 0.01%
13,020
+2,620
+25% +$33.1K
CIK
714
Credit Suisse Asset Management Income Fund
CIK
$134M
$128K 0.01%
+53,262
New +$163K
HAL icon
715
Halliburton
HAL
$26.9B
$123K 0.01%
17,835
+4,334
+32% +$75.4K
IMGN
716
DELISTED
Immunogen Inc
IMGN
$123K 0.01%
+35,947
New +$157K
USAC icon
717
USA Compression Partners
USAC
$3.75B
$117K 0.01%
+20,519
New +$273K
ZTR
718
Virtus Total Return Fund
ZTR
$338M
$112K 0.01%
15,541
-110,218
-88% -$1.13M
GNT
719
GAMCO Natural Resources, Gold & Income Trust
GNT
$137M
$111K 0.01%
28,428
-2,575
-8% -$13.7K
OCCI
720
OFS Credit Co
OCCI
$73.4M
$111K 0.01%
18,354
+3,937
+27% +$51.4K
NMFC icon
721
New Mountain Finance
NMFC
$694M
$108K 0.01%
+15,876
New +$196K
OCSI
722
DELISTED
Oaktree Strategic Income Corporation
OCSI
$100K 0.01%
18,000
– –
SVM
723
Silvercorp Metals
SVM
$2.22B
$98K 0.01%
29,725
-4,928
-14% -$20.9K
USAS
724
Americas Gold and Silver
USAS
$1.48B
$97K 0.01%
25,000
+9,000
+56% +$56.1K
NGL icon
725
NGL Energy Partners
NGL
$1.98B
$94K 0.01%
35,869
-1,869
-5% -$15.1K
27 28
29
30 31

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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, B. Riley Wealth Advisors held 933 positions worth $1.17B, down 0.31% from $1.18B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

B. Riley Wealth Advisors deployed $238M of net new capital in Q1 2020, opening 96 new positions and adding to 422 existing holdings. Its largest new stake was WisdomTree Emerging Markets ex-State-Owned Enterprises Fund: 287,435 shares worth $7.02M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $9.1M trimmed.

  • B. Riley Wealth Advisors's largest Q1 2020 buy was WisdomTree Emerging Markets ex-State-Owned Enterprises Fund: 287,435 shares worth $7.02M.
  • B. Riley Wealth Advisors added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2020, an estimated $18.9M increase.
  • B. Riley Wealth Advisors's biggest Q1 2020 reduction was iShares Select Dividend ETF, cutting an estimated $9.1M.
  • B. Riley Wealth Advisors fully exited iShares Yield Optimized Bond ETF in Q1 2020, selling an estimated $16.3M.
  • B. Riley Wealth Advisors's ten largest holdings make up 19% of its $1.17B portfolio in Q1 2020.
  • B. Riley Wealth Advisors opened 96 new positions and closed 142 in Q1 2020.
  • B. Riley Wealth Advisors's portfolio value fell 0.31% quarter-over-quarter to $1.17B.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2020, filed 6 May 2020.