B. Riley Wealth Advisors’s NGL Energy Partners NGL Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-49,507	Closed	-$197K	–	1074
2020 Q3	$197K	Buy	49,507 +7,341	+17%	+$30.1K	0.01%	844
2020 Q2	$165K	Buy	42,166 +6,297	+18%	+$29.5K	0.01%	787
2020 Q1	$94K	Sell	35,869 -1,869	-5%	-$15.1K	0.01%	725
2019 Q4	$428K	Buy	37,738 +3,617	+11%	+$40.3K	0.04%	485
2019 Q3	$475K	Sell	34,121 -973	-3%	-$13.7K	0.05%	426
2019 Q2	$519K	Sell	35,094 -19,304	-35%	-$277K	0.06%	363
2019 Q1	$764K	Sell	54,398 -7,388	-12%	-$91.2K	0.1%	232
2018 Q4	$593K	Buy	61,786 +6,646	+12%	+$68.1K	0.08%	256
2018 Q3	$640K	Buy	55,140 +2,567	+5%	+$31.2K	0.08%	285
2018 Q2	$658K	Buy	52,573 +12,184	+30%	+$143K	0.09%	255
2018 Q1	$445K	Buy	40,389 +18,833	+87%	+$259K	0.06%	342
2017 Q4	$303K	Sell	21,556 -119	-0.5%	-$1.47K	0.04%	442
2017 Q3	$251K	Buy	+21,675	New	+$240K	0.04%	430
2015 Q1	–	Sell	-1,997	Closed	-$56	–	1474
2014 Q4	$56	Buy	+1,997	New	+$65.6K	﹤0.01%	2032
2014 Q3	–	Sell	-1,989	Closed	-$86.2K	–	1439
2014 Q2	$86.2K	Buy	+1,989	New	+$79.9K	0.02%	787