We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$292M
AUM Growth
-$2.14M
Cap. Flow
-$11.3M
Cap. Flow %
-3.86%
Top 10 Hldgs %
17.77%
Holding
798
New
106
Increased
231
Reduced
265
Closed
131

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.26M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.65M
3
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$1.86M
4
STPP
iPath US Treasury Steepener ETN
STPP
+$1.47M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.27M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.32M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.08M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$3.97M
4
UWM icon
ProShares Ultra Russell2000
UWM
+$882K
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$853K

Sector Composition

Rank Sector Weight
1 Energy 9.49%
2 Technology 8.29%
3 Financials 6.24%
4 Healthcare 5.03%
5 Communication Services 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMBS icon
676
iShares CMBS ETF
CMBS
$474M
– –
-5,855
Closed -$300K
CMS icon
677
CMS Energy
CMS
$23B
– –
-2,870
Closed -$78K
CNK icon
678
Cinemark Holdings
CNK
$4.09B
– –
-3,981
Closed -$111K
COST icon
679
Costco
COST
$429B
– –
-1,845
Closed -$204K
DDD icon
680
3D Systems Corp
DDD
$412M
– –
-2,178
Closed -$96K
DFS
681
DELISTED
Discover Financial Services
DFS
– –
-2,388
Closed -$114K
DIA icon
682
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
– –
-1,235
Closed -$183K
DSX icon
683
Diana Shipping
DSX
$270M
– –
-7,009
Closed -$49K
EAT icon
684
Brinker International
EAT
$8.5B
– –
-2,577
Closed -$102K
EBAY icon
685
eBay
EBAY
$52.1B
– –
-4,709
Closed -$103K
EPHE icon
686
iShares MSCI Philippines ETF
EPHE
$132M
– –
-4,305
Closed -$151K
ET icon
687
Energy Transfer Partners
ET
$69.5B
– –
-7,352
Closed -$110K
EWD icon
688
iShares MSCI Sweden ETF
EWD
$536M
– –
-4,669
Closed -$139K
EWL icon
689
iShares MSCI Switzerland ETF
EWL
$2.19B
– –
-6,541
Closed -$187K
FLOT icon
690
iShares Floating Rate Bond ETF
FLOT
$10.2B
– –
-5,946
Closed -$301K
FXD icon
691
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
– –
-8,999
Closed -$244K
FXG icon
692
First Trust Consumer Staples AlphaDEX Fund
FXG
$235M
– –
-8,326
Closed -$257K
FXP icon
693
ProShares UltraShort FTSE China 50 of ProShares Trust
FXP
$5.94M
– –
-106
Closed -$80K
GCC icon
694
WisdomTree Enhanced Commodity Strategy Fund
GCC
$266M
– –
-4,379
Closed -$113K
GDV icon
695
Gabelli Dividend & Income Trust
GDV
$2.62B
– –
-5,003
Closed -$92K
GM icon
696
General Motors
GM
$81.7B
– –
-3,674
Closed -$122K
HDV
697
iShares Core High Dividend ETF
HDV
$14.7B
– –
-31,950
Closed -$424K
HRI icon
698
Herc Holdings
HRI
$4.95B
– –
-2,230
Closed -$166K
HSY icon
699
Hershey
HSY
$37.2B
– –
-1,508
Closed -$135K
HYT icon
700
BlackRock Corporate High Yield Fund
HYT
$1.36B
– –
-6,006
Closed -$72K
26 27
28
29 30

Similar funds

LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, B. Riley Wealth Advisors held 798 positions worth $292M, down 0.73% from $295M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors withdrew a net $11.3M in Q3 2013, closing 131 positions and reducing 265 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $6.32M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.5% of assets, up from 8.6% a quarter earlier, followed by Technology and Financials.

Against the trend, B. Riley Wealth Advisors opened a new position in iPath US Treasury Steepener ETN worth $1.43M.

  • B. Riley Wealth Advisors's largest Q3 2013 buy was iPath US Treasury Steepener ETN: 36,312 shares worth $1.43M.
  • B. Riley Wealth Advisors added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $6.26M increase.
  • B. Riley Wealth Advisors's biggest Q3 2013 reduction was ProShares Ultra S&P500, cutting an estimated $4.08M.
  • B. Riley Wealth Advisors fully exited iShares Core S&P 500 ETF in Q3 2013, selling an estimated $6.32M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $292M portfolio in Q3 2013.
  • B. Riley Wealth Advisors opened 106 new positions and closed 131 in Q3 2013.
  • B. Riley Wealth Advisors's portfolio value fell 0.73% quarter-over-quarter to $292M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2013, filed 21 Oct 2013.