B. Riley Wealth Advisors’s iShares CMBS ETF CMBS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-237	Closed	-$12	–	813
2014 Q4	$12	Buy	+237	New	+$12	﹤0.01%	2767
2013 Q3	–	Sell	-5,855	Closed	-$300K	–	678
2013 Q2	$300K	Buy	+5,855	New	+$300K	0.1%	230