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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$492M
AUM Growth
-$17.8M
Cap. Flow
-$80M
Cap. Flow %
-16.27%
Top 10 Hldgs %
15.95%
Holding
676
New
61
Increased
154
Reduced
293
Closed
141

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.6M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.87M
3
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$1.57M
4
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$1.15M
5
MCK icon
McKesson
MCK
+$953K

Top Sells

Rank Stock Value
1
EXP icon
Eagle Materials
EXP
+$3.54M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.45M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.43M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$2.26M
5
REZ icon
iShares Residential and Multisector Real Estate ETF
REZ
+$2.02M

Sector Composition

Rank Sector Weight
1 Miscellaneous 39.52%
2 Financials 8.95%
3 Healthcare 8.95%
4 Technology 8.27%
5 Communication Services 7.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWJ icon
626
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.02B
– –
-48,393
Closed -$961K
RZG icon
627
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$123M
– –
-32,157
Closed -$956K
SCHB icon
628
Schwab US Broad Market ETF
SCHB
$44B
– –
-24,360
Closed -$213K
SCHM icon
629
Schwab US Mid-Cap ETF
SCHM
$14.5B
– –
-18,483
Closed -$269K
SLYG icon
630
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$4.82B
– –
-50,848
Closed -$2.43M
SLYV icon
631
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.92B
– –
-27,166
Closed -$1.46M
SONY icon
632
Sony
SONY
$140B
– –
-33,320
Closed -$222K
SRE icon
633
Sempra
SRE
$53.1B
– –
-3,894
Closed -$209K
SRPT icon
634
Sarepta Therapeutics
SRPT
$2.19B
– –
-3,910
Closed -$241K
TCRT icon
635
Alaunos Therapeutics
TCRT
$3.58M
– –
-93
Closed -$79K
TSN icon
636
Tyson Foods
TSN
$18.5B
– –
-4,502
Closed -$337K
UAA icon
637
Under Armour
UAA
$2.13B
– –
-7,471
Closed -$289K
USAC icon
638
USA Compression Partners
USAC
$3.82B
– –
-23,990
Closed -$451K
VBK icon
639
Vanguard Morningstar Small-Cap Growth ETF
VBK
$22.8B
– –
-2,954
Closed -$390K
VHT icon
640
Vanguard Health Care ETF
VHT
$19B
– –
-2,683
Closed -$357K
VOE icon
641
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.9B
– –
-7,155
Closed -$670K
VOT icon
642
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$18.8B
– –
-1,908
Closed -$203K
VOX icon
643
Vanguard Communication Services ETF
VOX
$5.9B
– –
-20,357
Closed -$1.92M
VPU
644
Vanguard Utilities ETF
VPU
$7.99B
– –
-3,987
Closed -$427K
VTR icon
645
Ventas
VTR
$45.4B
– –
-5,760
Closed -$408K
WBA
646
DELISTED
Walgreens Boots Alliance
WBA
– –
-6,720
Closed -$542K
WTRG icon
647
Essential Utilities
WTRG
$11.8B
– –
-8,661
Closed -$264K
XTL icon
648
State Street SPDR S&P Telecom ETF
XTL
$552M
– –
-6,846
Closed -$450K
ROOF
649
DELISTED
NYLI CBRE NextGen Real Estate ETF
ROOF
– –
-11,454
Closed -$315K
EGIO
650
DELISTED
Edgio, Inc. Common Stock
EGIO
– –
-1,718
Closed -$129K
23 24 25
26
27

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B. Riley Wealth Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, B. Riley Wealth Advisors held 676 positions worth $492M, down 3.5% from $510M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors withdrew a net $80M in Q4 2016, closing 141 positions and reducing 293 holdings. Its most notable exit was First Trust Dow Jones Internet Index Fund ETF, an estimated $2.45M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 40% of assets, down from 45% a quarter earlier, followed by Financials and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $1.56M.

  • B. Riley Wealth Advisors's largest Q4 2016 buy was iShares iBonds Dec 2021 Term Corporate ETF: 63,002 shares worth $1.56M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2016, an estimated $2.6M increase.
  • B. Riley Wealth Advisors's biggest Q4 2016 reduction was Eagle Materials, cutting an estimated $3.54M.
  • B. Riley Wealth Advisors fully exited First Trust Dow Jones Internet Index Fund ETF in Q4 2016, selling an estimated $2.45M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $492M portfolio in Q4 2016.
  • B. Riley Wealth Advisors opened 61 new positions and closed 141 in Q4 2016.
  • B. Riley Wealth Advisors's portfolio value fell 3.5% quarter-over-quarter to $492M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.