B. Riley Wealth Advisors’s NYLI CBRE NextGen Real Estate ETF ROOF Stock Holding History

B. Riley Wealth Advisors’s Portfolio ROOF Stock Details ROOF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-11,454	Closed	-$315K	–	650
2016 Q3	$315K	Sell	11,454 -524	-4%	-$14.6K	0.06%	392
2016 Q2	$319K	Buy	11,978 +925	+8%	+$23.7K	0.06%	378
2016 Q1	$277K	Sell	11,053 -1,086	-9%	-$25K	0.06%	371
2015 Q4	$297K	Buy	12,139 +1,470	+14%	+$36.3K	0.06%	363
2015 Q3	$251K	Buy	+10,669	New	+$267K	0.06%	406
2015 Q1	–	Sell	-700	Closed	-$19	–	2061
2014 Q4	$19	Buy	+700	New	+$18.8K	﹤0.01%	2584
2014 Q3	–	Sell	-500	Closed	-$13.2K	–	1952
2014 Q2	$13.2K	Buy	+500	New	+$12.9K	﹤0.01%	1660

Other funds holding ROOF

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Camelot Portfolios Maumee, Ohio $143M AUM 14.82% 1-Year Est. Return

TYCC

Texas Yale Capital Corp St. Petersburg, Florida $3.52B AUM 52.63% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Synovus Financial Columbus, Georgia $8.74B AUM 12.78% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

B. Riley Wealth Advisors's ROOF Position: Q4 2016 in Review

B. Riley Wealth Advisors sold out of NYLI CBRE NextGen Real Estate ETF (ROOF) in Q4 2016, closing a stake of 11,454 shares — an estimated $315K sold.

B. Riley Wealth Advisors first reported a position in ROOF in Q2 2014 and held it in 7 quarters. The position peaked at $319K in Q2 2016. 33 funds tracked by Wall St. Rank hold ROOF as of Q4 2016.

B. Riley Wealth Advisors reported no remaining NYLI CBRE NextGen Real Estate ETF position as of Q4 2016 after selling out during the quarter.
B. Riley Wealth Advisors sold 11,454 NYLI CBRE NextGen Real Estate ETF shares in Q4 2016, an estimated $315K.
B. Riley Wealth Advisors first reported a position in NYLI CBRE NextGen Real Estate ETF in Q2 2014 and held it in 7 quarters.
B. Riley Wealth Advisors's NYLI CBRE NextGen Real Estate ETF position peaked at $319K in Q2 2016.
33 funds tracked by Wall St. Rank held NYLI CBRE NextGen Real Estate ETF as of Q4 2016.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.