We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$331M
AUM Growth
+$17.7M
Cap. Flow
+$22.7M
Cap. Flow %
6.86%
Top 10 Hldgs %
15.37%
Holding
825
New
149
Increased
306
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.64M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.69M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$2.53M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.59M
5
ROSG
Rosetta Genomics Ltd.
ROSG
+$1.59M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.6M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$3.3M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$2.46M
4
MILL
MILLER ENERGY RESOURCES, INC COM STK
MILL
+$1.2M
5
T icon
AT&T
T
+$1.1M

Sector Composition

Rank Sector Weight
1 Technology 9.42%
2 Financials 8.88%
3 Energy 8.44%
4 Healthcare 6.47%
5 Industrials 5.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PALI icon
601
Palisade Bio
PALI
$341M
– –
0
– –
RWM icon
602
ProShares Short Russell2000
RWM
$133M
$104K 0.03%
1,569
+453
+41% +$30.4K
XLB icon
603
State Street Materials Select Sector SPDR ETF
XLB
$8.72B
$104K 0.03%
4,406
-228
-5% -$5.24K
GOV
604
DELISTED
Government Properties Income Trust
GOV
$104K 0.03%
4,135
– –
SE
605
DELISTED
Spectra Energy Corp Wi
SE
$104K 0.03%
+2,823
New +$102K
HPQ icon
606
HP
HPQ
$26B
$103K 0.03%
+7,018
New +$94.4K
MOAT icon
607
VanEck Morningstar Wide Moat ETF
MOAT
$11.8B
$103K 0.03%
+3,500
New +$100K
SCG
608
DELISTED
Scana
SCG
$103K 0.03%
+2,007
New +$96.6K
HYT icon
609
BlackRock Corporate High Yield Fund
HYT
$1.35B
$102K 0.03%
8,315
+390
+5% +$4.77K
CHL
610
DELISTED
China Mobile Limited
CHL
$102K 0.03%
+2,236
New +$106K
ES icon
611
Eversource Energy
ES
$28.1B
$101K 0.03%
2,222
– –
B
612
Barrick Mining
B
$60.9B
$101K 0.03%
+5,689
New +$110K
JCI icon
613
Johnson Controls International
JCI
$85.1B
$101K 0.03%
+2,031
New +$103K
WPRT
614
Westport Fuel Systems
WPRT
$31.9M
$101K 0.03%
699
+112
+19% +$19.3K
SUNE
615
DELISTED
SUNEDISON, INC COM
SUNE
$101K 0.03%
+5,370
New +$89.5K
CPRT icon
616
Copart
CPRT
$28.5B
$100K 0.03%
+21,920
New +$97.2K
TAI
617
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
$100K 0.03%
4,825
– –
ZTR
618
Virtus Total Return Fund
ZTR
$337M
$99K 0.03%
7,059
-320
-4% -$4.43K
GHY
619
PGIM Global High Yield Fund
GHY
$476M
$98K 0.03%
5,600
-600
-10% -$10.6K
IAU icon
620
iShares Gold Trust
IAU
$62.8B
$97K 0.03%
3,883
-5,279
-58% -$132K
PUW
621
DELISTED
Invesco WilderHill Progressive Energy ETF
PUW
$97K 0.03%
2,950
– –
BBG
622
DELISTED
Bill Barrett Corp
BBG
$97K 0.03%
3,800
– –
FIG
623
DELISTED
Fortress Investment Group Llc
FIG
$97K 0.03%
+13,100
New +$109K
CNVS icon
624
Cineverse
CNVS
$56.9M
$96K 0.03%
188
-232
-55% -$125K
SPPP
625
Sprott Physical Platinum and Palladium Trust
SPPP
$568M
$96K 0.03%
10,000
– –
23 24
25
26 27

Similar funds

LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, B. Riley Wealth Advisors held 825 positions worth $331M, up 5.7% from $313M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors deployed $22.7M of net new capital in Q1 2014, opening 149 new positions and adding to 306 existing holdings. Its largest new stake was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 9.4% a quarter earlier, followed by Financials and Energy.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $5.6M trimmed.

  • B. Riley Wealth Advisors's largest Q1 2014 buy was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $7.64M increase.
  • B. Riley Wealth Advisors's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $5.6M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra MidCap400 in Q1 2014, selling an estimated $3.3M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $331M portfolio in Q1 2014.
  • B. Riley Wealth Advisors opened 149 new positions and closed 71 in Q1 2014.
  • B. Riley Wealth Advisors's portfolio value rose 5.7% quarter-over-quarter to $331M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2014, filed 2 May 2014.