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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$292M
AUM Growth
-$2.14M
Cap. Flow
-$11.3M
Cap. Flow %
-3.86%
Top 10 Hldgs %
17.77%
Holding
798
New
106
Increased
231
Reduced
265
Closed
131

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.26M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.65M
3
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$1.86M
4
STPP
iPath US Treasury Steepener ETN
STPP
+$1.47M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.27M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.32M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.08M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$3.97M
4
UWM icon
ProShares Ultra Russell2000
UWM
+$882K
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$853K

Sector Composition

Rank Sector Weight
1 Energy 9.49%
2 Technology 8.29%
3 Financials 6.24%
4 Healthcare 5.03%
5 Communication Services 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYZ icon
576
iShares US Telecommunications ETF
IYZ
$1.19B
$87K 0.03%
+3,172
New +$87.2K
AEL
577
DELISTED
American Equity Investment Life Holding Company
AEL
$87K 0.03%
4,084
– –
ZNGA
578
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$87K 0.03%
23,600
-4,900
-17% -$15.5K
TFCFA
579
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$86K 0.03%
+2,581
New +$81.3K
NVDQ
580
DELISTED
Novadaq Technologies Inc.
NVDQ
$86K 0.03%
+5,200
New +$73.9K
TPC
581
Tutor Perini Cor
TPC
$4.31B
$85K 0.03%
4,000
– –
AIF
582
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$84K 0.03%
5,000
– –
MTBL
583
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$84K 0.03%
16,667
-2,666
-14% -$13.7K
DNDN
584
DELISTED
DENDREON CORPORATION
DNDN
$84K 0.03%
28,715
+13,500
+89% +$49.9K
PGH
585
DELISTED
Pengrowth Energy Corporation
PGH
$83K 0.03%
13,958
+2,008
+17% +$11.3K
BGFV
586
DELISTED
Big 5 Sporting Goods
BGFV
$82K 0.03%
5,117
-1,400
-21% -$27.4K
PALI icon
587
Palisade Bio
PALI
$351M
– –
0
– –
OVV icon
588
Ovintiv
OVV
$16.4B
$81K 0.03%
930
-124
-12% -$10.8K
GXP
589
DELISTED
Great Plains Energy Incorporated
GXP
$80K 0.03%
3,593
– –
HILL
590
DELISTED
DOT HILL SYSTEMS CORP
HILL
$80K 0.03%
37,575
– –
TSL
591
DELISTED
Trina Solar Limited
TSL
$79K 0.03%
+5,100
New +$45.2K
BBDC icon
592
Barings BDC
BBDC
$885M
$78K 0.03%
+2,650
New +$77.2K
MHR
593
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$78K 0.03%
12,625
-69,250
-85% -$314K
AMRN
594
Amarin Corp
AMRN
$293M
$77K 0.03%
613
-25
-4% -$2.99K
ORI icon
595
Old Republic International
ORI
$10.8B
$76K 0.03%
+4,925
New +$70.8K
PUI icon
596
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$55.4M
$76K 0.03%
3,950
– –
CSQ icon
597
Calamos Strategic Total Return Fund
CSQ
$3.19B
$75K 0.03%
7,458
+72
+1% +$731
NVG icon
598
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$74K 0.03%
5,851
-2,513
-30% -$31.3K
STLD icon
599
Steel Dynamics
STLD
$37.5B
$74K 0.03%
+4,400
New +$69.8K
MTW icon
600
Manitowoc
MTW
$527M
$73K 0.03%
4,118
-331
-7% -$6.02K
22 23
24
25 26

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P3I
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EPW
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BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, B. Riley Wealth Advisors held 798 positions worth $292M, down 0.73% from $295M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors withdrew a net $11.3M in Q3 2013, closing 131 positions and reducing 265 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $6.32M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.5% of assets, up from 8.6% a quarter earlier, followed by Technology and Financials.

Against the trend, B. Riley Wealth Advisors opened a new position in iPath US Treasury Steepener ETN worth $1.43M.

  • B. Riley Wealth Advisors's largest Q3 2013 buy was iPath US Treasury Steepener ETN: 36,312 shares worth $1.43M.
  • B. Riley Wealth Advisors added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $6.26M increase.
  • B. Riley Wealth Advisors's biggest Q3 2013 reduction was ProShares Ultra S&P500, cutting an estimated $4.08M.
  • B. Riley Wealth Advisors fully exited iShares Core S&P 500 ETF in Q3 2013, selling an estimated $6.32M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $292M portfolio in Q3 2013.
  • B. Riley Wealth Advisors opened 106 new positions and closed 131 in Q3 2013.
  • B. Riley Wealth Advisors's portfolio value fell 0.73% quarter-over-quarter to $292M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2013, filed 21 Oct 2013.