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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$492M
AUM Growth
-$17.8M
Cap. Flow
-$80M
Cap. Flow %
-16.27%
Top 10 Hldgs %
15.95%
Holding
676
New
61
Increased
154
Reduced
293
Closed
141

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.6M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.87M
3
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$1.57M
4
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$1.15M
5
MCK icon
McKesson
MCK
+$953K

Top Sells

Rank Stock Value
1
EXP icon
Eagle Materials
EXP
+$3.54M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.45M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.43M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$2.26M
5
REZ icon
iShares Residential and Multisector Real Estate ETF
REZ
+$2.02M

Sector Composition

Rank Sector Weight
1 Healthcare 8.89%
2 Financials 8.79%
3 Technology 8.05%
4 Communication Services 7.54%
5 Energy 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DES icon
551
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
– –
-8,172
Closed -$205K
DHC
552
Diversified Healthcare Trust
DHC
$2.23B
– –
-12,479
Closed -$284K
DHI icon
553
D.R. Horton
DHI
$42.3B
– –
-9,162
Closed -$277K
DOC icon
554
Healthpeak Properties
DOC
$15.7B
– –
-19,119
Closed -$662K
ELS icon
555
Equity Lifestyle Properties
ELS
$12.8B
– –
-6,768
Closed -$262K
EOD
556
Allspring Global Dividend Opportunity Fund
EOD
$275M
– –
-10,424
Closed -$61K
EVX icon
557
VanEck Environmental Services ETF
EVX
$100M
– –
-20,000
Closed -$279K
EW icon
558
Edwards Lifesciences
EW
$48.2B
– –
-13,275
Closed -$534K
EZM icon
559
WisdomTree US MidCap Fund
EZM
$948M
– –
-17,526
Closed -$559K
FAB icon
560
First Trust Multi Cap Value AlphaDEX Fund
FAB
$166M
– –
-6,301
Closed -$287K
FAST icon
561
Fastenal
FAST
$55.2B
– –
-19,960
Closed -$210K
FBT icon
562
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.85B
– –
-14,792
Closed -$1.48M
FDN icon
563
First Trust Dow Jones Internet Index Fund ETF
FDN
$5B
– –
-30,074
Closed -$2.45M
FNX icon
564
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
– –
-16,343
Closed -$865K
FPX icon
565
First Trust US Equity Opportunities ETF
FPX
$1.47B
– –
-11,891
Closed -$646K
FTEC icon
566
Fidelity MSCI Information Technology Index ETF
FTEC
$19.4B
– –
-12,730
Closed -$466K
FVD icon
567
First Trust Value Line Dividend Fund
FVD
$8.46B
– –
-49,587
Closed -$1.34M
FXG icon
568
First Trust Consumer Staples AlphaDEX Fund
FXG
$235M
– –
-18,933
Closed -$880K
FXH icon
569
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
– –
-6,728
Closed -$410K
FXR icon
570
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$742M
– –
-8,520
Closed -$252K
FXU icon
571
First Trust Utilities AlphaDEX Fund
FXU
$836M
– –
-14,812
Closed -$385K
GGME icon
572
Invesco Next Gen Media and Gaming ETF
GGME
$44.7M
– –
-42,399
Closed -$1.08M
GME icon
573
GameStop
GME
$9.94B
– –
-102,352
Closed -$707K
B
574
Barrick Mining
B
$61.5B
– –
-16,393
Closed -$291K
HBM icon
575
Hudbay
HBM
$9.67B
– –
-14,786
Closed -$60K
21 22
23
24 25

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B. Riley Wealth Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, B. Riley Wealth Advisors held 676 positions worth $492M, down 3.5% from $510M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors withdrew a net $80M in Q4 2016, closing 141 positions and reducing 293 holdings. Its most notable exit was First Trust Dow Jones Internet Index Fund ETF, an estimated $2.45M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 8.9% of assets, up from 7.8% a quarter earlier, followed by Financials and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $1.56M.

  • B. Riley Wealth Advisors's largest Q4 2016 buy was iShares iBonds Dec 2021 Term Corporate ETF: 63,002 shares worth $1.56M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2016, an estimated $2.6M increase.
  • B. Riley Wealth Advisors's biggest Q4 2016 reduction was Eagle Materials, cutting an estimated $3.54M.
  • B. Riley Wealth Advisors fully exited First Trust Dow Jones Internet Index Fund ETF in Q4 2016, selling an estimated $2.45M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $492M portfolio in Q4 2016.
  • B. Riley Wealth Advisors opened 61 new positions and closed 141 in Q4 2016.
  • B. Riley Wealth Advisors's portfolio value fell 3.5% quarter-over-quarter to $492M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.