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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.82%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$313M
AUM Growth
+$20.6M
Cap. Flow
+$3.81M
Cap. Flow %
1.22%
Top 10 Hldgs %
17.49%
Holding
763
New
96
Increased
243
Reduced
271
Closed
87

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.36M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$3.18M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$3.06M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.95M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.08M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.13M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$3.49M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$2.09M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Energy 8.45%
3 Financials 7.74%
4 Healthcare 5.09%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OHI icon
526
Omega Healthcare
OHI
$15.3B
$111K 0.04%
3,730
-95
-2% -$3.01K
USB icon
527
US Bancorp
USB
$97.9B
$111K 0.04%
2,740
+300
+12% +$11.5K
GLO
528
Clough Global Opportunities Fund
GLO
$244M
$110K 0.04%
8,406
-2,457
-23% -$31.4K
TGP
529
DELISTED
Teekay LNG Partners L.P.
TGP
$110K 0.04%
2,572
-656
-20% -$26.9K
E icon
530
ENI
E
$78.1B
$109K 0.03%
2,250
-230
-9% -$11K
LTC
531
LTC Properties
LTC
$2.13B
$109K 0.03%
3,091
+225
+8% +$8.52K
SU icon
532
Suncor Energy
SU
$77.7B
$109K 0.03%
3,100
-200
-6% -$7.03K
TAN icon
533
Invesco Solar ETF
TAN
$1.37B
$109K 0.03%
+3,091
New +$116K
GHY
534
PGIM Global High Yield Fund
GHY
$476M
$108K 0.03%
6,200
-600
-9% -$10.3K
SFL icon
535
SFL Corp
SFL
$1.61B
$107K 0.03%
6,556
+26
+0.4% +$424
XLB icon
536
State Street Materials Select Sector SPDR ETF
XLB
$8.72B
$107K 0.03%
4,634
-156
-3% -$3.43K
VE
537
DELISTED
VEOLIA ENVIRONNEMENT
VE
$107K 0.03%
6,517
-258
-4% -$4.33K
EQU
538
DELISTED
EQUAL ENERGY LTD COM
EQU
$107K 0.03%
20,000
– –
KR icon
539
Kroger
KR
$36.7B
$105K 0.03%
5,308
-384
-7% -$7.94K
CHRD icon
540
Chord Energy
CHRD
$7.68B
$104K 0.03%
+2,218
New +$110K
PAAS icon
541
Pan American Silver
PAAS
$17.9B
$104K 0.03%
8,848
-7,845
-47% -$83.6K
HCF
542
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$104K 0.03%
11,038
-1,180
-10% -$11.1K
SYY icon
543
Sysco
SYY
$40.8B
$103K 0.03%
+2,848
New +$96.3K
TCPC icon
544
BlackRock TCP Capital
TCPC
$278M
$103K 0.03%
6,111
-3,928
-39% -$65.9K
ZTR
545
Virtus Total Return Fund
ZTR
$337M
$103K 0.03%
7,379
+78
+1% +$1.05K
AAIC
546
DELISTED
Arlington Asset Investment Corp.
AAIC
$103K 0.03%
3,900
-2,600
-40% -$65.9K
GOV
547
DELISTED
Government Properties Income Trust
GOV
$103K 0.03%
4,135
-315
-7% -$7.75K
BBG
548
DELISTED
Bill Barrett Corp
BBG
$102K 0.03%
3,800
-500
-12% -$13.6K
TAI
549
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
$101K 0.03%
4,825
– –
IMO icon
550
Imperial Oil
IMO
$62.3B
$100K 0.03%
2,250
– –
20 21
22
23 24

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EPW
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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, B. Riley Wealth Advisors held 763 positions worth $313M, up 7.1% from $292M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q4 2013 filing shows 96 new, 243 increased, 271 reduced and 87 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.3% a quarter earlier, followed by Energy and Financials.

  • B. Riley Wealth Advisors's largest Q4 2013 buy was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M.
  • B. Riley Wealth Advisors added most to iShares Core S&P Mid-Cap ETF in Q4 2013, an estimated $5.36M increase.
  • B. Riley Wealth Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $6.08M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $2.09M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $313M portfolio in Q4 2013.
  • B. Riley Wealth Advisors opened 96 new positions and closed 87 in Q4 2013.
  • B. Riley Wealth Advisors's portfolio value rose 7.1% quarter-over-quarter to $313M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2013, filed 21 Jan 2014.