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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$292M
AUM Growth
-$2.14M
Cap. Flow
-$11.3M
Cap. Flow %
-3.86%
Top 10 Hldgs %
17.77%
Holding
798
New
106
Increased
231
Reduced
265
Closed
131

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.26M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.65M
3
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$1.86M
4
STPP
iPath US Treasury Steepener ETN
STPP
+$1.47M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.27M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.32M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.08M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$3.97M
4
UWM icon
ProShares Ultra Russell2000
UWM
+$882K
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$853K

Sector Composition

Rank Sector Weight
1 Energy 9.49%
2 Technology 8.29%
3 Financials 6.24%
4 Healthcare 5.03%
5 Communication Services 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PID icon
526
Invesco International Dividend Achievers ETF
PID
$932M
$107K 0.04%
6,190
– –
AB icon
527
AllianceBernstein
AB
$3.49B
$106K 0.04%
5,325
+1,850
+53% +$38.3K
EWA icon
528
iShares MSCI Australia ETF
EWA
$1.39B
$106K 0.04%
4,188
-402
-9% -$9.66K
MYE icon
529
Myers Industries
MYE
$1.26B
$106K 0.04%
+5,264
New +$98.1K
IFLN
530
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
$106K 0.04%
5,645
-4,200
-43% -$79.2K
LM
531
DELISTED
Legg Mason, Inc.
LM
$106K 0.04%
3,175
– –
GOV
532
DELISTED
Government Properties Income Trust
GOV
$106K 0.04%
4,450
-1,124
-20% -$27.7K
NQJ
533
DELISTED
NUVEEN NJ INVT QUALITY MUNI FD
NQJ
$104K 0.04%
8,100
-4,900
-38% -$62.9K
SURE icon
534
AdvisorShares Insider Advantage ETF
SURE
$57.1M
$103K 0.04%
2,350
+150
+7% +$6.52K
LOCM
535
DELISTED
LOCAL CORP COM STK (DE)
LOCM
$103K 0.04%
53,000
– –
NW.PRC.CL
536
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$103K 0.04%
4,100
– –
ARCC icon
537
Ares Capital
ARCC
$13.7B
$102K 0.03%
5,907
– –
XLB icon
538
State Street Materials Select Sector SPDR ETF
XLB
$8.82B
$101K 0.03%
+4,790
New +$98K
AVP
539
DELISTED
Avon Products, Inc.
AVP
$101K 0.03%
4,915
-1,120
-19% -$24K
SFL icon
540
SFL Corp
SFL
$1.61B
$100K 0.03%
6,530
-11,300
-63% -$177K
IMO icon
541
Imperial Oil
IMO
$60.8B
$99K 0.03%
+2,250
New +$94.4K
TAI
542
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
$99K 0.03%
4,825
-1,000
-17% -$20.4K
IDV icon
543
iShares International Select Dividend ETF
IDV
$8.28B
$98K 0.03%
2,715
-7,582
-74% -$262K
FMO
544
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$98K 0.03%
+798
New +$104K
WY icon
545
Weyerhaeuser
WY
$17.7B
$97K 0.03%
3,394
-925
-21% -$26.2K
SDR
546
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$97K 0.03%
7,452
+1,052
+16% +$14.4K
EWC icon
547
iShares MSCI Canada ETF
EWC
$6.18B
$96K 0.03%
3,405
-781
-19% -$21.6K
ZTR
548
Virtus Total Return Fund
ZTR
$340M
$96K 0.03%
7,301
-3,469
-32% -$45.2K
BRCM
549
DELISTED
BROADCOM CORP CL-A
BRCM
$96K 0.03%
+3,681
New +$104K
AMAT icon
550
Applied Materials
AMAT
$378B
$95K 0.03%
5,400
-15
-0.3% -$240
20 21
22
23 24

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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, B. Riley Wealth Advisors held 798 positions worth $292M, down 0.73% from $295M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors withdrew a net $11.3M in Q3 2013, closing 131 positions and reducing 265 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $6.32M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.5% of assets, up from 8.6% a quarter earlier, followed by Technology and Financials.

Against the trend, B. Riley Wealth Advisors opened a new position in iPath US Treasury Steepener ETN worth $1.43M.

  • B. Riley Wealth Advisors's largest Q3 2013 buy was iPath US Treasury Steepener ETN: 36,312 shares worth $1.43M.
  • B. Riley Wealth Advisors added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $6.26M increase.
  • B. Riley Wealth Advisors's biggest Q3 2013 reduction was ProShares Ultra S&P500, cutting an estimated $4.08M.
  • B. Riley Wealth Advisors fully exited iShares Core S&P 500 ETF in Q3 2013, selling an estimated $6.32M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $292M portfolio in Q3 2013.
  • B. Riley Wealth Advisors opened 106 new positions and closed 131 in Q3 2013.
  • B. Riley Wealth Advisors's portfolio value fell 0.73% quarter-over-quarter to $292M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2013, filed 21 Oct 2013.