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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+0.78%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$402M
AUM Growth
-$7.78M
Cap. Flow
-$6.46M
Cap. Flow %
-1.61%
Top 10 Hldgs %
17.57%
Holding
678
New
92
Increased
150
Reduced
271
Closed
145

Top Buys

Rank Stock Value
1
MPVD
Mountain Province Diamonds Inc.
MPVD
+$9.34M
2
EXP icon
Eagle Materials
EXP
+$4.88M
3
GG
Goldcorp Inc
GG
+$2.52M
4
STRP
Straight Path Communications Inc.
STRP
+$2.48M
5
WFC icon
Wells Fargo
WFC
+$2.14M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$1.99M
2
VER
VEREIT, Inc.
VER
+$1.71M
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.28M
4
BVN icon
Compañía de Minas Buenaventura
BVN
+$1.24M
5
PFN
PIMCO Income Strategy Fund II
PFN
+$1.11M

Sector Composition

Rank Sector Weight
1 Healthcare 10.07%
2 Technology 8.79%
3 Communication Services 7.43%
4 Financials 7.16%
5 Energy 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARNA
501
DELISTED
Arena Pharmaceuticals Inc
ARNA
$88K 0.02%
1,890
+390
+26% +$16.9K
UWTI
502
DELISTED
VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9,
UWTI
$87K 0.02%
265
+135
+104% +$45.3K
JCP
503
DELISTED
J.C. Penney Company, Inc.
JCP
$86K 0.02%
10,100
-12,230
-55% -$105K
HILL
504
DELISTED
DOT HILL SYSTEMS CORP
HILL
$83K 0.02%
13,460
-590
-4% -$3.93K
MIN
505
Aberdeen Intermediate Income Fund
MIN
$273M
$81K 0.02%
17,460
-95,650
-85% -$458K
MFIC icon
506
MidCap Financial Investment
MFIC
$802M
$73K 0.02%
+3,410
New +$79K
UNXL
507
DELISTED
Uni-Pixel, Inc.
UNXL
$70K 0.02%
27,147
-2,105
-7% -$8.79K
GUT
508
Gabelli Utility Trust
GUT
$571M
$62K 0.02%
10,526
-910
-8% -$6.22K
DSU icon
509
BlackRock Debt Strategies Fund
DSU
$592M
$61K 0.02%
5,550
-1,316
-19% -$14.8K
TWER
510
DELISTED
Towerstream Corporation Common Stock
TWER
$61K 0.02%
1,685
-50
-3% -$2.06K
MCZ
511
DELISTED
Mad Catz Interactive
MCZ
$59K 0.01%
150,000
+10,000
+7% +$4.26K
PTN
512
Palatin Technologies
PTN
$13M
$58K 0.01%
52
+33
+174% +$39.6K
AMRN
513
Amarin Corp
AMRN
$289M
$52K 0.01%
1,048
– –
UNIS
514
DELISTED
Unilife Corporation
UNIS
$48K 0.01%
+2,150
New +$65.2K
HYF
515
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$48K 0.01%
26,494
-3,334
-11% -$6.27K
KMI.WS
516
DELISTED
Kinder Morgan Inc
KMI.WS
$47K 0.01%
17,243
+2,158
+14% +$8.83K
GTE icon
517
Gran Tierra Energy
GTE
$228M
$39K 0.01%
1,300
– –
NBSE
518
DELISTED
NeuBase Therapeutics, Inc. Common Stock
NBSE
$29K 0.01%
28
– –
HK
519
DELISTED
Halcon Resources Corporation
HK
$25K 0.01%
122
-47
-28% -$11.2K
WLT
520
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$18K ﹤0.01%
78,320
-5,600
-7% -$2.58K
DNN icon
521
Denison Mines
DNN
$2.51B
$17K ﹤0.01%
22,000
-11,000
-33% -$9.28K
RCG
522
RENN Fund
RCG
$21.5M
$17K ﹤0.01%
12,243
– –
HERO
523
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$15K ﹤0.01%
62,000
-116,000
-65% -$79.2K
RELV
524
DELISTED
Reliv International Inc
RELV
$14K ﹤0.01%
1,509
– –
GSV
525
DELISTED
Gold Standard Ventures Corp.
GSV
$12K ﹤0.01%
+23,600
New +$11.8K
19 20
21
22 23

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q2 2015 Portfolio in Review

As of Q2 2015, B. Riley Wealth Advisors held 678 positions worth $402M, down 1.9% from $410M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors's Q2 2015 filing shows 92 new, 150 increased, 271 reduced and 145 closed positions. Its largest new stake was Mountain Province Diamonds Inc.: 2,327,737 shares worth $9.66M. The largest sale was Invesco S&P 500 Low Volatility ETF, an estimated $1.99M.

By sector, the portfolio is most concentrated in Healthcare at 10% of assets, up from 9.2% a quarter earlier, followed by Technology and Communication Services.

  • B. Riley Wealth Advisors's largest Q2 2015 buy was Mountain Province Diamonds Inc.: 2,327,737 shares worth $9.66M.
  • B. Riley Wealth Advisors added most to Wells Fargo in Q2 2015, an estimated $2.14M increase.
  • B. Riley Wealth Advisors's biggest Q2 2015 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $1.99M.
  • B. Riley Wealth Advisors fully exited VEREIT, Inc. in Q2 2015, selling an estimated $1.71M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $402M portfolio in Q2 2015.
  • B. Riley Wealth Advisors opened 92 new positions and closed 145 in Q2 2015.
  • B. Riley Wealth Advisors's portfolio value fell 1.9% quarter-over-quarter to $402M.

Based on B. Riley Wealth Advisors's 13F filing for Q2 2015, filed 14 Aug 2015.