B. Riley Wealth Advisors’s Gabelli Utility Trust GUT Stock Holding History

B. Riley Wealth Advisors’s Portfolio GUT Stock Details GUT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-10,526	Closed	-$62K	–	580
2015 Q2	$62K	Sell	10,526 -910	-8%	-$6.22K	0.02%	508
2015 Q1	$79K	Buy	11,436 +123	+1%	+$868	0.02%	509
2014 Q4	$81	Buy	11,313 +120	+1%	+$843	﹤0.01%	1835
2014 Q3	$78K	Buy	11,193 +119	+1%	+$833	0.02%	593
2014 Q2	$79.2K	Buy	11,074 +221	+2%	+$1.51K	0.02%	823
2014 Q1	$72K	Buy	10,853 +291	+3%	+$1.86K	0.02%	691
2013 Q4	$66K	Buy	10,562 +872	+9%	+$5.45K	0.02%	629
2013 Q3	$60K	Buy	9,690 +3,002	+45%	+$19.1K	0.02%	622
2013 Q2	$42K	Buy	+6,688	New	+$44.2K	0.01%	673

Other funds holding GUT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

B. Riley Wealth Advisors's GUT Position: Q3 2015 in Review

B. Riley Wealth Advisors sold out of Gabelli Utility Trust (GUT) in Q3 2015, closing a stake of 10,526 shares — an estimated $62K sold.

B. Riley Wealth Advisors first reported a position in GUT in Q2 2013 and held it in 9 quarters. The position peaked at $79.2K in Q2 2014. 33 funds tracked by Wall St. Rank hold GUT as of Q3 2015.

B. Riley Wealth Advisors reported no remaining Gabelli Utility Trust position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Advisors sold 10,526 Gabelli Utility Trust shares in Q3 2015, an estimated $62K.
B. Riley Wealth Advisors first reported a position in Gabelli Utility Trust in Q2 2013 and held it in 9 quarters.
B. Riley Wealth Advisors's Gabelli Utility Trust position peaked at $79.2K in Q2 2014.
33 funds tracked by Wall St. Rank held Gabelli Utility Trust as of Q3 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2015, filed 16 Nov 2015.