B. Riley Wealth Advisors’s VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9, UWTI Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2015
Q3
Sell
-265
Closed -$87K 623
2015
Q2
$87K Buy
265
+135
+104% +$44.3K 0.02% 502
2015
Q1
$29K Buy
+130
New +$29K 0.01% 549