B. Riley Wealth Advisors’s VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9, UWTI Stock Holding History

B. Riley Wealth Advisors’s Portfolio UWTI Stock Details UWTI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-265	Closed	-$87K	–	623
2015 Q2	$87K	Buy	265 +135	+104%	+$45.3K	0.02%	502
2015 Q1	$29K	Buy	+130	New	+$38.8K	0.01%	549

Other funds holding UWTI

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Jump Trading Chicago, Illinois $150M AUM 17.61% 1-Year Est. Return

DRZID

DePrince Race & Zollo Inc (DRZ) Winter Park, Florida $5.29B AUM 20.14% 1-Year Est. Return

SFFS

Stonehage Fleming Financial Services St. Helier, Jersey $2.75B AUM 13.81% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

B. Riley Wealth Advisors's UWTI Position: Q3 2015 in Review

B. Riley Wealth Advisors sold out of VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9, (UWTI) in Q3 2015, closing a stake of 265 shares — an estimated $87K sold.

B. Riley Wealth Advisors first reported a position in UWTI in Q1 2015 and held it in 2 quarters. The position peaked at $87K in Q2 2015. 30 funds tracked by Wall St. Rank hold UWTI as of Q3 2015.

B. Riley Wealth Advisors reported no remaining VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9, position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Advisors sold 265 VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9, shares in Q3 2015, an estimated $87K.
B. Riley Wealth Advisors first reported a position in VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9, in Q1 2015 and held it in 2 quarters.
B. Riley Wealth Advisors's VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9, position peaked at $87K in Q2 2015.
30 funds tracked by Wall St. Rank held VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9, as of Q3 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2015, filed 16 Nov 2015.