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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.82%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$313M
AUM Growth
+$20.6M
Cap. Flow
+$3.81M
Cap. Flow %
1.22%
Top 10 Hldgs %
17.49%
Holding
763
New
96
Increased
243
Reduced
271
Closed
87

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.36M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$3.18M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$3.06M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.95M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.08M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.13M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$3.49M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$2.09M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Energy 8.45%
3 Financials 7.74%
4 Healthcare 5.09%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWA icon
501
iShares MSCI Australia ETF
EWA
$1.38B
$121K 0.04%
4,967
+779
+19% +$19.9K
CHI
502
Calamos Convertible Opportunities and Income Fund
CHI
$968M
$120K 0.04%
9,068
-282
-3% -$3.67K
CIM
503
Chimera Investment
CIM
$1.06B
$120K 0.04%
2,577
-942
-27% -$42.9K
GM icon
504
General Motors
GM
$80.9B
$119K 0.04%
+2,916
New +$110K
NTI
505
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
$119K 0.04%
+4,845
New +$114K
WPM icon
506
Wheaton Precious Metals
WPM
$49.7B
$118K 0.04%
5,840
+2,053
+54% +$44.6K
GG
507
DELISTED
Goldcorp Inc
GG
$118K 0.04%
5,452
-4,450
-45% -$104K
APO icon
508
Apollo Global Management
APO
$69B
$117K 0.04%
3,700
-250
-6% -$7.75K
WY icon
509
Weyerhaeuser
WY
$17.6B
$117K 0.04%
3,694
+300
+9% +$8.98K
EXC icon
510
Exelon
EXC
$48.1B
$116K 0.04%
5,951
-12,377
-68% -$249K
YHOO
511
DELISTED
Yahoo Inc
YHOO
$116K 0.04%
2,860
-857
-23% -$30.7K
CSQ icon
512
Calamos Strategic Total Return Fund
CSQ
$3.13B
$115K 0.04%
10,571
+3,113
+42% +$32.7K
RFI
513
Cohen & Steers Total Return Realty Fund
RFI
$312M
$115K 0.04%
9,600
+2,000
+26% +$24.6K
WPRT
514
Westport Fuel Systems
WPRT
$31.9M
$115K 0.04%
587
+21
+4% +$4.66K
SD
515
DELISTED
SANDRIDGE ENERGY, INC.
SD
$115K 0.04%
19,000
+10,500
+124% +$62.8K
SFY
516
DELISTED
SWIFT ENERGY CO (HOLDING COMPANY)
SFY
$115K 0.04%
8,500
-6,200
-42% -$81.8K
CXP
517
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$114K 0.04%
+4,552
New +$105K
POM
518
DELISTED
PEPCO HOLDINGS, INC.
POM
$114K 0.04%
5,938
-310
-5% -$5.88K
LLEN
519
DELISTED
L & L ENERGY INC COM STK (NV)
LLEN
$113K 0.04%
67,000
+20,000
+43% +$29.7K
KYN icon
520
Kayne Anderson Energy Infrastructure Fund
KYN
$2.42B
$112K 0.04%
+2,801
New +$103K
PALI icon
521
Palisade Bio
PALI
$341M
– –
0
– –
DNKN
522
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$112K 0.04%
2,325
-1,582
-40% -$74.9K
BCS.PRD.CL
523
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$112K 0.04%
4,400
– –
BAGL
524
DELISTED
EINSTEIN NOAH RESTAURANT GROUP, INC CMN STK (DELAWARE)
BAGL
$112K 0.04%
+7,700
New +$128K
ALL icon
525
Allstate
ALL
$70.6B
$111K 0.04%
+2,035
New +$109K
19 20
21
22 23

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PCP
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B. Riley Wealth Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, B. Riley Wealth Advisors held 763 positions worth $313M, up 7.1% from $292M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q4 2013 filing shows 96 new, 243 increased, 271 reduced and 87 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.3% a quarter earlier, followed by Energy and Financials.

  • B. Riley Wealth Advisors's largest Q4 2013 buy was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M.
  • B. Riley Wealth Advisors added most to iShares Core S&P Mid-Cap ETF in Q4 2013, an estimated $5.36M increase.
  • B. Riley Wealth Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $6.08M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $2.09M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $313M portfolio in Q4 2013.
  • B. Riley Wealth Advisors opened 96 new positions and closed 87 in Q4 2013.
  • B. Riley Wealth Advisors's portfolio value rose 7.1% quarter-over-quarter to $313M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2013, filed 21 Jan 2014.