B. Riley Wealth Advisors’s L & L ENERGY INC COM STK (NV) LLEN Stock Holding History

B. Riley Wealth Advisors’s Portfolio LLEN Stock Details LLEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-64,000	Closed	-$22.4K	–	2583
2014 Q2	$22.4K	Buy	+64,000	New	+$22.4K	0.01%	1416
2014 Q1	–	Sell	-67,000	Closed	-$113K	–	824
2013 Q4	$113K	Buy	67,000 +20,000	+43%	+$29.7K	0.04%	521
2013 Q3	$59K	Buy	47,000 +31,500	+203%	+$85.7K	0.02%	625
2013 Q2	$55K	Buy	+15,500	New	+$51.9K	0.02%	656

Other funds holding LLEN

CAM

Carret Asset Management New York $1.14B AUM 35.33% 1-Year Est. Return

MERSOM

Municipal Employees' Retirement System of Michigan Lansing, Michigan $9.05B AUM 13.04% 1-Year Est. Return

B. Riley Wealth Advisors's LLEN Position: Q3 2014 in Review

B. Riley Wealth Advisors sold out of L & L ENERGY INC COM STK (NV) (LLEN) in Q3 2014, closing a stake of 64,000 shares — an estimated $22.4K sold.

B. Riley Wealth Advisors first reported a position in LLEN in Q2 2013 and held it in 4 quarters. The position peaked at $113K in Q4 2013. 2 funds tracked by Wall St. Rank hold LLEN as of Q3 2014.

B. Riley Wealth Advisors reported no remaining L & L ENERGY INC COM STK (NV) position as of Q3 2014 after selling out during the quarter.
B. Riley Wealth Advisors sold 64,000 L & L ENERGY INC COM STK (NV) shares in Q3 2014, an estimated $22.4K.
B. Riley Wealth Advisors first reported a position in L & L ENERGY INC COM STK (NV) in Q2 2013 and held it in 4 quarters.
B. Riley Wealth Advisors's L & L ENERGY INC COM STK (NV) position peaked at $113K in Q4 2013.
2 funds tracked by Wall St. Rank held L & L ENERGY INC COM STK (NV) as of Q3 2014.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.