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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.82%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$313M
AUM Growth
+$20.6M
Cap. Flow
+$3.81M
Cap. Flow %
1.22%
Top 10 Hldgs %
17.49%
Holding
763
New
96
Increased
243
Reduced
271
Closed
87

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.36M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$3.18M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$3.06M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.95M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.08M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.13M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$3.49M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$2.09M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Energy 8.45%
3 Financials 7.74%
4 Healthcare 5.09%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IOC
26
DELISTED
Interoil Corporation
IOC
$2.1M 0.67%
40,859
+1,333
+3% +$92.2K
BMY icon
27
Bristol-Myers Squibb
BMY
$128B
$1.87M 0.6%
35,247
-2,839
-7% -$145K
IJT icon
28
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$1.76M 0.56%
29,640
+128
+0.4% +$7.29K
INTC icon
29
Intel
INTC
$456B
$1.73M 0.55%
66,667
+5,868
+10% +$142K
SLYG icon
30
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.05B
$1.73M 0.55%
38,600
– –
JPM icon
31
JPMorgan Chase
JPM
$942B
$1.71M 0.54%
29,168
-3,059
-9% -$168K
BKLN icon
32
Invesco Senior Loan ETF
BKLN
$6.97B
$1.7M 0.54%
68,476
+12,450
+22% +$309K
QQQ icon
33
Invesco QQQ Trust
QQQ
$447B
$1.69M 0.54%
19,191
+8,461
+79% +$705K
STPP
34
DELISTED
iPath US Treasury Steepener ETN
STPP
$1.66M 0.53%
39,539
+3,227
+9% +$129K
MRK icon
35
Merck
MRK
$324B
$1.64M 0.53%
34,427
+2,397
+7% +$110K
KO icon
36
Coca-Cola
KO
$361B
$1.64M 0.52%
39,774
-166
-0.4% -$6.55K
AIG icon
37
American International
AIG
$42.2B
$1.6M 0.51%
31,285
+20,483
+190% +$1.02M
CAT icon
38
Caterpillar
CAT
$395B
$1.57M 0.5%
17,245
+1,962
+13% +$168K
TIP icon
39
iShares TIPS Bond ETF
TIP
$14.5B
$1.56M 0.5%
14,195
-205
-1% -$22.9K
EPD icon
40
Enterprise Products Partners
EPD
$82.9B
$1.53M 0.49%
46,276
-2,356
-5% -$73.4K
SDY icon
41
State Street SPDR S&P Dividend ETF
SDY
$22B
$1.45M 0.46%
19,940
+2,903
+17% +$209K
IWM icon
42
iShares Russell 2000 ETF
IWM
$80.1B
$1.42M 0.45%
12,324
-46,464
-79% -$5.13M
PM icon
43
Philip Morris
PM
$305B
$1.41M 0.45%
16,124
-523
-3% -$45.7K
SRLN icon
44
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$1.38M 0.44%
27,648
+4,637
+20% +$232K
LLY icon
45
Eli Lilly
LLY
$1.07T
$1.35M 0.43%
26,404
-6,695
-20% -$335K
REZ icon
46
iShares Residential and Multisector Real Estate ETF
REZ
$905M
$1.34M 0.43%
29,767
+510
+2% +$24.3K
PFN
47
PIMCO Income Strategy Fund II
PFN
$693M
$1.34M 0.43%
134,453
-4,714
-3% -$47.9K
IGD
48
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$506M
$1.33M 0.42%
148,339
-1,265
-0.8% -$11.4K
BA icon
49
Boeing
BA
$168B
$1.33M 0.42%
9,725
-1,560
-14% -$203K
SLYV icon
50
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$1.27M 0.4%
23,780
-140
-0.6% -$7.16K
1
2
3 4 5

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B. Riley Wealth Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, B. Riley Wealth Advisors held 763 positions worth $313M, up 7.1% from $292M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q4 2013 filing shows 96 new, 243 increased, 271 reduced and 87 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.3% a quarter earlier, followed by Energy and Financials.

  • B. Riley Wealth Advisors's largest Q4 2013 buy was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M.
  • B. Riley Wealth Advisors added most to iShares Core S&P Mid-Cap ETF in Q4 2013, an estimated $5.36M increase.
  • B. Riley Wealth Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $6.08M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $2.09M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $313M portfolio in Q4 2013.
  • B. Riley Wealth Advisors opened 96 new positions and closed 87 in Q4 2013.
  • B. Riley Wealth Advisors's portfolio value rose 7.1% quarter-over-quarter to $313M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2013, filed 21 Jan 2014.