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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCF
451
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$117K 0.03%
11,038
+2,500
+29% +$26.5K
BDJ icon
452
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$114K 0.03%
13,930
-517
-4% -$4.29K
JBLU icon
453
JetBlue
JBLU
$1.62B
$114K 0.03%
10,750
+4,900
+84% +$56K
ADAM
454
Adamas Trust
ADAM
$806M
$109K 0.03%
3,776
-418
-10% -$13K
SCU
455
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$108K 0.03%
1,005
+69
+7% +$8.81K
CNVS icon
456
Cineverse
CNVS
$50.9M
$99K 0.03%
318
-27
-8% -$11.3K
ACI
457
DELISTED
ARCH COAL, INC.
ACI
$98K 0.03%
4,644
– –
FIG
458
DELISTED
Fortress Investment Group Llc
FIG
$97K 0.03%
14,100
– –
LYG icon
459
Lloyds Banking Group
LYG
$84.9B
$94K 0.02%
18,575
+15,512
+506% +$78K
RAD
460
DELISTED
Rite Aid Corporation
RAD
$94K 0.02%
975
+631
+183% +$81.5K
SPPP
461
Sprott Physical Platinum and Palladium Trust
SPPP
$573M
$89K 0.02%
+10,000
New +$99K
HILL
462
DELISTED
DOT HILL SYSTEMS CORP
HILL
$86K 0.02%
22,710
-750
-3% -$2.94K
WLT
463
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$83K 0.02%
35,520
-42,120
-54% -$218K
FBIO icon
464
Fortress Biotech
FBIO
$82M
$80K 0.02%
2,540
-467
-16% -$12.4K
SIRI icon
465
SiriusXM
SIRI
$9.63B
$80K 0.02%
2,298
-141
-6% -$4.93K
LOCM
466
DELISTED
LOCAL CORP COM STK (DE)
LOCM
$80K 0.02%
40,000
– –
GUT
467
Gabelli Utility Trust
GUT
$536M
$78K 0.02%
11,193
+119
+1% +$833
PWE
468
DELISTED
Penn West Energy Petroleum Ltd
PWE
$76K 0.02%
10,700
-23,263
-68% -$184K
MHR
469
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$74K 0.02%
13,320
+2,370
+22% +$15.7K
KTOS icon
470
Kratos Defense & Security Solutions
KTOS
$8.93B
$70K 0.02%
10,738
– –
DSU icon
471
BlackRock Debt Strategies Fund
DSU
$588M
$68K 0.02%
5,944
-605
-9% -$7.2K
NVAX icon
472
Novavax
NVAX
$1.54B
$60K 0.02%
725
– –
HYF
473
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$60K 0.02%
30,142
-1,369
-4% -$2.84K
TWER
474
DELISTED
Towerstream Corporation Common Stock
TWER
$59K 0.02%
2,008
– –
MCP
475
DELISTED
MOLYCORP INC COM STK
MCP
$57K 0.01%
48,050
+4,600
+11% +$8.63K
17 18
19
20 21

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.