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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$292M
AUM Growth
-$2.14M
Cap. Flow
-$11.3M
Cap. Flow %
-3.86%
Top 10 Hldgs %
17.77%
Holding
798
New
106
Increased
231
Reduced
265
Closed
131

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.26M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.65M
3
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$1.86M
4
STPP
iPath US Treasury Steepener ETN
STPP
+$1.47M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.27M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.32M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.08M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$3.97M
4
UWM icon
ProShares Ultra Russell2000
UWM
+$882K
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$853K

Sector Composition

Rank Sector Weight
1 Energy 9.49%
2 Technology 8.29%
3 Financials 6.24%
4 Healthcare 5.03%
5 Communication Services 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMP
451
DELISTED
Magellan Midstream Partners, L.P.
MMP
$140K 0.05%
2,480
-200
-7% -$11K
CSX icon
452
CSX Corp
CSX
$94B
$139K 0.05%
16,203
-13,290
-45% -$112K
DVN icon
453
Devon Energy
DVN
$51.3B
$139K 0.05%
2,405
+1
+0% +$57
EXG icon
454
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$139K 0.05%
14,821
-9,555
-39% -$91K
TTE icon
455
TotalEnergies
TTE
$193B
$139K 0.05%
2,400
-8
-0.3% -$432
CMCSA icon
456
Comcast
CMCSA
$87.3B
$138K 0.05%
6,112
-2,398
-28% -$52.2K
SABA
457
Saba Capital Income & Opportunities Fund II
SABA
$220M
$138K 0.05%
8,271
-491
-6% -$8.1K
UAA icon
458
Under Armour
UAA
$3.01B
$138K 0.05%
+6,973
New +$122K
BDJ icon
459
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$137K 0.05%
18,173
-7,286
-29% -$55.9K
WPRT
460
Westport Fuel Systems
WPRT
$31.9M
$137K 0.05%
566
+19
+3% +$5.55K
TNGO
461
DELISTED
Tangoe, Inc.
TNGO
$137K 0.05%
5,740
+706
+14% +$13.7K
EFZ icon
462
ProShares Trust Short MSCI EAFE
EFZ
$10.5M
$135K 0.05%
1,899
-2,339
-55% -$173K
MDYV icon
463
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$135K 0.05%
+3,678
New +$134K
RDS.B
464
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$135K 0.05%
+1,968
New +$134K
TYG
465
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$134K 0.05%
729
– –
KBE icon
466
State Street SPDR S&P Bank ETF
KBE
$1.64B
$133K 0.05%
4,425
-224
-5% -$6.86K
PRU icon
467
Prudential Financial
PRU
$42.6B
$133K 0.05%
+1,703
New +$134K
CEM
468
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$133K 0.05%
+1,000
New +$136K
HR icon
469
Healthcare Realty
HR
$7.56B
$132K 0.05%
6,293
-3,280
-34% -$70.8K
TAP icon
470
Molson Coors Class B
TAP
$8.02B
$130K 0.04%
2,587
-250
-9% -$12.6K
VV icon
471
Vanguard Large-Cap ETF
VV
$51.2B
$130K 0.04%
+1,687
New +$130K
BG icon
472
Bunge Global
BG
$20.9B
$129K 0.04%
+1,704
New +$129K
EZM icon
473
WisdomTree US MidCap Fund
EZM
$939M
$129K 0.04%
+4,905
New +$125K
STX icon
474
Seagate
STX
$173B
$129K 0.04%
2,944
-426
-13% -$17.9K
APTS
475
DELISTED
Preferred Apartment Communities, Inc.
APTS
$129K 0.04%
15,883
-16,168
-50% -$136K
17 18
19
20 21

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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, B. Riley Wealth Advisors held 798 positions worth $292M, down 0.73% from $295M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors withdrew a net $11.3M in Q3 2013, closing 131 positions and reducing 265 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $6.32M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.5% of assets, up from 8.6% a quarter earlier, followed by Technology and Financials.

Against the trend, B. Riley Wealth Advisors opened a new position in iPath US Treasury Steepener ETN worth $1.43M.

  • B. Riley Wealth Advisors's largest Q3 2013 buy was iPath US Treasury Steepener ETN: 36,312 shares worth $1.43M.
  • B. Riley Wealth Advisors added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $6.26M increase.
  • B. Riley Wealth Advisors's biggest Q3 2013 reduction was ProShares Ultra S&P500, cutting an estimated $4.08M.
  • B. Riley Wealth Advisors fully exited iShares Core S&P 500 ETF in Q3 2013, selling an estimated $6.32M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $292M portfolio in Q3 2013.
  • B. Riley Wealth Advisors opened 106 new positions and closed 131 in Q3 2013.
  • B. Riley Wealth Advisors's portfolio value fell 0.73% quarter-over-quarter to $292M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2013, filed 21 Oct 2013.