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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-6.68%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$416M
AUM Growth
+$13.8M
Cap. Flow
+$51.9M
Cap. Flow %
12.46%
Top 10 Hldgs %
15.86%
Holding
642
New
109
Increased
323
Reduced
116
Closed
79

Top Buys

Rank Stock Value
1
DWTI
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
+$3.53M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.95M
3
UDF
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
+$1.81M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.62M
5
AAPL icon
Apple
AAPL
+$1.39M

Top Sells

Rank Stock Value
1
MPVD
Mountain Province Diamonds Inc.
MPVD
+$2.32M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.95M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.55M
4
MRVC
MRV Communications Inc
MRVC
+$830K
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$613K

Sector Composition

Rank Sector Weight
1 Healthcare 9.64%
2 Technology 8.67%
3 Financials 7.4%
4 Communication Services 7.09%
5 Consumer Staples 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXP icon
401
American Express
AXP
$224B
$256K 0.06%
+3,435
New +$264K
AMN icon
402
AMN Healthcare
AMN
$1.35B
$255K 0.06%
8,457
+1,823
+27% +$60.2K
CMI icon
403
Cummins
CMI
$83.6B
$255K 0.06%
2,337
+524
+29% +$64.7K
SJM icon
404
J.M. Smucker
SJM
$13.5B
$255K 0.06%
+2,227
New +$248K
HBAN icon
405
Huntington Bancshares
HBAN
$34B
$252K 0.06%
23,720
+3,385
+17% +$37.8K
ROOF
406
DELISTED
NYLI CBRE NextGen Real Estate ETF
ROOF
$251K 0.06%
+10,669
New +$267K
CXP
407
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$249K 0.06%
10,716
+391
+4% +$9.17K
MCO icon
408
Moody's
MCO
$83.7B
$248K 0.06%
2,520
+160
+7% +$17K
IWO icon
409
iShares Russell 2000 Growth ETF
IWO
$14.1B
$247K 0.06%
+1,838
New +$272K
OAK
410
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$246K 0.06%
+4,965
New +$263K
ACHC icon
411
Acadia Healthcare
ACHC
$2.55B
$243K 0.06%
3,646
– –
SKX
412
DELISTED
Skechers
SKX
$243K 0.06%
5,424
-354
-6% -$16.1K
CERN
413
DELISTED
Cerner Corp
CERN
$243K 0.06%
4,047
-2,815
-41% -$184K
HMC icon
414
Honda
HMC
$39.8B
$242K 0.06%
8,059
+11
+0.1% +$352
IMCG icon
415
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.88B
$241K 0.06%
9,642
+12
+0.1% +$322
SPR
416
DELISTED
Spirit AeroSystems
SPR
$241K 0.06%
+4,973
New +$265K
BOE icon
417
BlackRock Enhanced Global Dividend Trust
BOE
$659M
$240K 0.06%
19,758
+3,942
+25% +$51.9K
KYN icon
418
Kayne Anderson Energy Infrastructure Fund
KYN
$2.42B
$240K 0.06%
10,339
+1,100
+12% +$30.4K
FPE icon
419
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$238K 0.06%
+12,656
New +$240K
IWF icon
420
iShares Russell 1000 Growth ETF
IWF
$117B
$238K 0.06%
10,224
-760
-7% -$18.7K
IFV icon
421
First Trust Dorsey Wright International Focus 5 ETF
IFV
$221M
$237K 0.06%
13,863
+3,459
+33% +$63.8K
IAK icon
422
iShares US Insurance ETF
IAK
$521M
$236K 0.06%
+4,855
New +$248K
VFC icon
423
VF Corp
VFC
$5.92B
$234K 0.06%
+3,629
New +$249K
WFC.PRL icon
424
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.68B
$234K 0.06%
+200
New +$236K
TBT icon
425
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$300M
$233K 0.06%
5,355
+578
+12% +$26.5K
15 16
17
18 19

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Advisors held 642 positions worth $416M, up 3.4% from $402M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors deployed $51.9M of net new capital in Q3 2015, opening 109 new positions and adding to 323 existing holdings. Its largest new stake was VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return: 28,290 shares worth $3.01M.

By sector, the portfolio is most concentrated in Healthcare at 9.6% of assets, down from 10% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Mountain Province Diamonds Inc., an estimated $2.32M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2015 buy was VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return: 28,290 shares worth $3.01M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $1.95M increase.
  • B. Riley Wealth Advisors's biggest Q3 2015 reduction was Mountain Province Diamonds Inc., cutting an estimated $2.32M.
  • B. Riley Wealth Advisors fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $1.95M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $416M portfolio in Q3 2015.
  • B. Riley Wealth Advisors opened 109 new positions and closed 79 in Q3 2015.
  • B. Riley Wealth Advisors's portfolio value rose 3.4% quarter-over-quarter to $416M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2015, filed 16 Nov 2015.