We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+1.22%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$103M
Cap. Flow
+$97.1M
Cap. Flow %
9.56%
Top 10 Hldgs %
17.19%
Holding
878
New
86
Increased
451
Reduced
246
Closed
69

Top Buys

Rank Stock Value
1
BYLD icon
iShares Yield Optimized Bond ETF
BYLD
+$14.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.87M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.05M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$4.52M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$3.67M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$5.17M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$4.84M
3
VZ icon
Verizon
VZ
+$3.14M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.09M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$2.88M

Sector Composition

Rank Sector Weight
1 Technology 10.51%
2 Financials 7.15%
3 Healthcare 6.88%
4 Communication Services 6.07%
5 Consumer Discretionary 5.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNC icon
351
PNC Financial Services
PNC
$99.2B
$585K 0.06%
4,167
+292
+8% +$39.6K
HBAN icon
352
Huntington Bancshares
HBAN
$34.5B
$584K 0.06%
40,841
+15,648
+62% +$214K
VRSK icon
353
Verisk Analytics
VRSK
$26.1B
$584K 0.06%
3,680
+787
+27% +$122K
AFL icon
354
Aflac
AFL
$64.8B
$583K 0.06%
11,129
-1,725
-13% -$91.1K
VRTX icon
355
Vertex Pharmaceuticals
VRTX
$122B
$583K 0.06%
3,433
+824
+32% +$146K
PCI
356
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$583K 0.06%
23,802
+5,448
+30% +$132K
IGPT icon
357
Invesco AI and Next Gen Software ETF
IGPT
$1.15B
$581K 0.06%
18,705
-804
-4% -$26.2K
APH icon
358
Amphenol
APH
$197B
$580K 0.06%
23,984
+2,892
+14% +$66.6K
SMMU icon
359
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.14B
$580K 0.06%
11,440
+4,178
+58% +$212K
HYT icon
360
BlackRock Corporate High Yield Fund
HYT
$1.36B
$576K 0.06%
53,575
+2,561
+5% +$27.2K
LNG icon
361
Cheniere Energy
LNG
$54.1B
$576K 0.06%
9,120
-4,476
-33% -$287K
GM icon
362
General Motors
GM
$80B
$574K 0.06%
15,286
+3,676
+32% +$141K
IYW icon
363
iShares US Technology ETF
IYW
$23.5B
$572K 0.06%
11,196
-8
-0.1% -$407
AMD icon
364
Advanced Micro Devices
AMD
$791B
$571K 0.06%
19,679
-1,353
-6% -$42.4K
MTB icon
365
M&T Bank
MTB
$35.8B
$569K 0.06%
3,599
+373
+12% +$58.7K
MPT
366
Medical Properties Trust
MPT
$2.81B
$568K 0.06%
28,968
+941
+3% +$17.3K
UFOX
367
Defiance Space and Connective Tech ETF
UFOX
$833M
$568K 0.06%
23,208
+3,160
+16% +$76.9K
AXP icon
368
American Express
AXP
$228B
$567K 0.06%
4,788
-1,660
-26% -$204K
AON icon
369
Aon
AON
$78.3B
$566K 0.06%
+2,915
New +$562K
ABB
370
DELISTED
ABB Ltd
ABB
$565K 0.06%
28,664
+1,435
+5% +$27.4K
IIPR icon
371
Innovative Industrial Properties
IIPR
$1.76B
$562K 0.06%
6,084
+3,085
+103% +$325K
FSD
372
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$562K 0.06%
37,039
+54
+0.1% +$805
PUI icon
373
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$54.8M
$561K 0.06%
15,999
-941
-6% -$31.6K
LW icon
374
Lamb Weston
LW
$7.36B
$559K 0.06%
7,672
+892
+13% +$61.2K
EXG icon
375
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.97B
$558K 0.05%
67,826
+2,145
+3% +$17.6K
13 14
15
16 17

Similar funds

LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, B. Riley Wealth Advisors held 878 positions worth $1.02B, up 11% from $913M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $97.1M of net new capital in Q3 2019, opening 86 new positions and adding to 451 existing holdings. Its largest new stake was iShares Yield Optimized Bond ETF: 577,123 shares worth $14.8M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Short-Term Corporate Bond ETF, an estimated $4.84M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2019 buy was iShares Yield Optimized Bond ETF: 577,123 shares worth $14.8M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q3 2019, an estimated $7.87M increase.
  • B. Riley Wealth Advisors's biggest Q3 2019 reduction was Vanguard Short-Term Corporate Bond ETF, cutting an estimated $4.84M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2019, selling an estimated $5.17M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $1.02B portfolio in Q3 2019.
  • B. Riley Wealth Advisors opened 86 new positions and closed 69 in Q3 2019.
  • B. Riley Wealth Advisors's portfolio value rose 11% quarter-over-quarter to $1.02B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2019, filed 12 Nov 2019.