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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.82%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$313M
AUM Growth
+$20.6M
Cap. Flow
+$3.81M
Cap. Flow %
1.22%
Top 10 Hldgs %
17.49%
Holding
763
New
96
Increased
243
Reduced
271
Closed
87

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.36M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$3.18M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$3.06M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.95M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.08M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.13M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$3.49M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$2.09M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Energy 8.45%
3 Financials 7.74%
4 Healthcare 5.09%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FFC
351
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$767M
$197K 0.06%
11,271
+6,230
+124% +$110K
IWF icon
352
iShares Russell 1000 Growth ETF
IWF
$117B
$197K 0.06%
9,188
-1,536
-14% -$31.5K
LO
353
DELISTED
LORILLARD INC COM STK
LO
$196K 0.06%
3,869
+29
+0.8% +$1.45K
NEM icon
354
Newmont
NEM
$96.2B
$195K 0.06%
8,459
+685
+9% +$17.6K
NUV icon
355
Nuveen Municipal Value Fund
NUV
$1.91B
$195K 0.06%
21,584
-5,351
-20% -$47.9K
DHS icon
356
WisdomTree US High Dividend Fund
DHS
$1.58B
$193K 0.06%
+3,500
New +$189K
IXC icon
357
iShares Global Energy ETF
IXC
$2.75B
$192K 0.06%
4,435
-200
-4% -$8.47K
VPU
358
Vanguard Utilities ETF
VPU
$8.56B
$192K 0.06%
2,310
-110
-5% -$9.2K
VDE icon
359
Vanguard Energy ETF
VDE
$9.9B
$190K 0.06%
1,500
– –
AMGN icon
360
Amgen
AMGN
$209B
$189K 0.06%
1,655
-524
-24% -$59.6K
FXH icon
361
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$187K 0.06%
3,884
+340
+10% +$15.5K
K
362
DELISTED
Kellanova
K
$187K 0.06%
3,270
-106
-3% -$6.1K
VLO icon
363
Valero Energy
VLO
$89.5B
$186K 0.06%
3,688
-800
-18% -$33.7K
SABA
364
Saba Capital Income & Opportunities Fund II
SABA
$220M
$185K 0.06%
11,632
+3,361
+41% +$54.9K
UNG icon
365
United States Natural Gas Fund
UNG
$450M
$185K 0.06%
560
+236
+73% +$72.6K
SLY
366
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$184K 0.06%
3,582
+460
+15% +$23.1K
BCV
367
Bancroft Fund
BCV
$130M
$183K 0.06%
9,817
-6,356
-39% -$116K
DDD icon
368
3D Systems Corp
DDD
$405M
$183K 0.06%
+1,968
New +$138K
KOF icon
369
Coca-Cola Femsa
KOF
$22.5B
$183K 0.06%
1,500
– –
SNY icon
370
Sanofi
SNY
$107B
$183K 0.06%
3,420
-240
-7% -$12.4K
CHK
371
DELISTED
Chesapeake Energy Corporation
CHK
$182K 0.06%
36
-28
-44% -$142K
ESRX
372
DELISTED
Express Scripts Holding Company
ESRX
$182K 0.06%
2,592
-219
-8% -$14.3K
NQJ
373
DELISTED
NUVEEN NJ INVT QUALITY MUNI FD
NQJ
$182K 0.06%
14,100
+6,000
+74% +$76.1K
EBAY icon
374
eBay
EBAY
$51.2B
$181K 0.06%
+7,819
New +$173K
NRF
375
DELISTED
NorthStar Realty Finance Corp.
NRF
$181K 0.06%
6,872
-3,313
-33% -$66.9K
13 14
15
16 17

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EPW
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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, B. Riley Wealth Advisors held 763 positions worth $313M, up 7.1% from $292M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q4 2013 filing shows 96 new, 243 increased, 271 reduced and 87 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.3% a quarter earlier, followed by Energy and Financials.

  • B. Riley Wealth Advisors's largest Q4 2013 buy was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M.
  • B. Riley Wealth Advisors added most to iShares Core S&P Mid-Cap ETF in Q4 2013, an estimated $5.36M increase.
  • B. Riley Wealth Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $6.08M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $2.09M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $313M portfolio in Q4 2013.
  • B. Riley Wealth Advisors opened 96 new positions and closed 87 in Q4 2013.
  • B. Riley Wealth Advisors's portfolio value rose 7.1% quarter-over-quarter to $313M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2013, filed 21 Jan 2014.