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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.82%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$313M
AUM Growth
+$20.6M
Cap. Flow
+$3.81M
Cap. Flow %
1.22%
Top 10 Hldgs %
17.49%
Holding
763
New
96
Increased
243
Reduced
271
Closed
87

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.36M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$3.18M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$3.06M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.95M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.08M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.13M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$3.49M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$2.09M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Energy 8.45%
3 Financials 7.74%
4 Healthcare 5.09%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEA icon
326
Vanguard FTSE Developed Markets ETF
VEA
$223B
$212K 0.07%
5,093
-53
-1% -$2.15K
MYJ
327
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
$212K 0.07%
15,500
– –
SLB icon
328
SLB Ltd
SLB
$72.7B
$211K 0.07%
+2,338
New +$211K
BIV icon
329
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$209K 0.07%
2,554
-350
-12% -$29.2K
ABT icon
330
Abbott
ABT
$188B
$208K 0.07%
5,422
-1,053
-16% -$38.8K
PJP icon
331
Invesco Pharmaceuticals ETF
PJP
$445M
$208K 0.07%
3,885
+550
+16% +$27.5K
AZN icon
332
AstraZeneca
AZN
$269B
$207K 0.07%
3,479
+629
+22% +$34.2K
RTN
333
DELISTED
Raytheon Company
RTN
$207K 0.07%
+2,279
New +$190K
DIA icon
334
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
$206K 0.07%
+1,247
New +$196K
XLY icon
335
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.7B
$206K 0.07%
6,172
-1,656
-21% -$52.7K
POT
336
DELISTED
Potash Corp Of Saskatchewan
POT
$206K 0.07%
6,240
-297
-5% -$9.47K
CFP
337
DELISTED
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$206K 0.07%
10,000
+125
+1% +$2.57K
CVS icon
338
CVS Health
CVS
$135B
$205K 0.07%
2,862
-358
-11% -$23K
HAL icon
339
Halliburton
HAL
$26.1B
$205K 0.07%
4,048
-304
-7% -$15.7K
PXI icon
340
Invesco Dorsey Wright Energy Momentum ETF
PXI
$58.5M
$205K 0.07%
3,690
+320
+9% +$17.1K
TFC icon
341
Truist Financial
TFC
$63.9B
$203K 0.06%
5,434
-265
-5% -$9.16K
FIW icon
342
First Trust Water ETF
FIW
$1.87B
$201K 0.06%
5,950
+350
+6% +$11.3K
PWV icon
343
Invesco Large Cap Value ETF
PWV
$1.68B
$201K 0.06%
7,085
+1,615
+30% +$44K
RCS
344
PIMCO Strategic Income Fund
RCS
$242M
$201K 0.06%
20,521
+1,165
+6% +$11.8K
HOG icon
345
Harley-Davidson
HOG
$2.61B
$200K 0.06%
2,894
+114
+4% +$7.55K
RSPS icon
346
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$255M
$200K 0.06%
11,090
+250
+2% +$4.41K
HYG icon
347
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$199K 0.06%
2,142
-46
-2% -$4.27K
PKW icon
348
Invesco BuyBack Achievers ETF
PKW
$1.72B
$199K 0.06%
4,620
– –
MET icon
349
MetLife
MET
$62.4B
$198K 0.06%
4,127
+662
+19% +$29.7K
AWK icon
350
American Water Works
AWK
$27B
$197K 0.06%
4,650
– –
12 13
14
15 16

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EPW
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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, B. Riley Wealth Advisors held 763 positions worth $313M, up 7.1% from $292M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q4 2013 filing shows 96 new, 243 increased, 271 reduced and 87 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.3% a quarter earlier, followed by Energy and Financials.

  • B. Riley Wealth Advisors's largest Q4 2013 buy was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M.
  • B. Riley Wealth Advisors added most to iShares Core S&P Mid-Cap ETF in Q4 2013, an estimated $5.36M increase.
  • B. Riley Wealth Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $6.08M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $2.09M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $313M portfolio in Q4 2013.
  • B. Riley Wealth Advisors opened 96 new positions and closed 87 in Q4 2013.
  • B. Riley Wealth Advisors's portfolio value rose 7.1% quarter-over-quarter to $313M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2013, filed 21 Jan 2014.