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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$292M
AUM Growth
-$2.14M
Cap. Flow
-$11.3M
Cap. Flow %
-3.86%
Top 10 Hldgs %
17.77%
Holding
798
New
106
Increased
231
Reduced
265
Closed
131

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.26M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.65M
3
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$1.86M
4
STPP
iPath US Treasury Steepener ETN
STPP
+$1.47M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.27M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.32M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.08M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$3.97M
4
UWM icon
ProShares Ultra Russell2000
UWM
+$882K
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$853K

Sector Composition

Rank Sector Weight
1 Energy 9.49%
2 Technology 8.29%
3 Financials 6.24%
4 Healthcare 5.03%
5 Communication Services 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEA icon
326
Vanguard FTSE Developed Markets ETF
VEA
$225B
$204K 0.07%
+5,146
New +$196K
POT
327
DELISTED
Potash Corp Of Saskatchewan
POT
$204K 0.07%
6,537
+3,045
+87% +$101K
OXSQ icon
328
Oxford Square Capital
OXSQ
$150M
$203K 0.07%
20,879
-5,019
-19% -$49.3K
MWE
329
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$203K 0.07%
2,817
-79
-3% -$5.41K
CFP
330
DELISTED
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$203K 0.07%
9,875
– –
DIS icon
331
Walt Disney
DIS
$172B
$202K 0.07%
3,133
+86
+3% +$5.51K
IWD icon
332
iShares Russell 1000 Value ETF
IWD
$82B
$202K 0.07%
2,342
+193
+9% +$16.7K
BKH icon
333
Black Hills Corp
BKH
$5.59B
$201K 0.07%
4,040
– –
RCS
334
PIMCO Strategic Income Fund
RCS
$242M
$201K 0.07%
19,356
-1,500
-7% -$15.7K
WM icon
335
Waste Management
WM
$95.6B
$201K 0.07%
4,873
+758
+18% +$31.6K
HYG icon
336
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$200K 0.07%
2,188
-4,037
-65% -$370K
NOK icon
337
Nokia
NOK
$47.6B
$200K 0.07%
30,654
+13,042
+74% +$61.5K
PYZ icon
338
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$72M
$199K 0.07%
4,300
+100
+2% +$4.5K
VPU
339
Vanguard Utilities ETF
VPU
$8.6B
$198K 0.07%
2,420
+220
+10% +$18.3K
PACB icon
340
Pacific Biosciences
PACB
$438M
$197K 0.07%
+35,626
New +$124K
ERF
341
DELISTED
Enerplus Corporation
ERF
$196K 0.07%
11,911
-2,443
-17% -$40.1K
EWH icon
342
iShares MSCI Hong Kong ETF
EWH
$1.24B
$195K 0.07%
9,712
+300
+3% +$5.78K
RPAI
343
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$195K 0.07%
14,154
+3,785
+37% +$53.7K
ILF icon
344
iShares Latin America 40 ETF
ILF
$3.74B
$193K 0.07%
5,042
-578
-10% -$21.3K
AWK icon
345
American Water Works
AWK
$27B
$192K 0.07%
4,650
-11
-0.2% -$455
TFC icon
346
Truist Financial
TFC
$64.2B
$192K 0.07%
5,699
-200
-3% -$6.98K
VIAV icon
347
Viavi Solutions
VIAV
$8.07B
$192K 0.07%
22,891
-1,591
-6% -$13.1K
GWAY
348
DELISTED
GREENWAY MED TECHNOLOGIES INC CPM STK (DE)
GWAY
$192K 0.07%
+9,300
New +$126K
CII icon
349
BlackRock Enhanced Captial and Income Fund
CII
$967M
$190K 0.07%
14,684
+55
+0.4% +$714
IXC icon
350
iShares Global Energy ETF
IXC
$2.75B
$190K 0.07%
4,635
– –
12 13
14
15 16

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LPU
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P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, B. Riley Wealth Advisors held 798 positions worth $292M, down 0.73% from $295M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors withdrew a net $11.3M in Q3 2013, closing 131 positions and reducing 265 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $6.32M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.5% of assets, up from 8.6% a quarter earlier, followed by Technology and Financials.

Against the trend, B. Riley Wealth Advisors opened a new position in iPath US Treasury Steepener ETN worth $1.43M.

  • B. Riley Wealth Advisors's largest Q3 2013 buy was iPath US Treasury Steepener ETN: 36,312 shares worth $1.43M.
  • B. Riley Wealth Advisors added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $6.26M increase.
  • B. Riley Wealth Advisors's biggest Q3 2013 reduction was ProShares Ultra S&P500, cutting an estimated $4.08M.
  • B. Riley Wealth Advisors fully exited iShares Core S&P 500 ETF in Q3 2013, selling an estimated $6.32M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $292M portfolio in Q3 2013.
  • B. Riley Wealth Advisors opened 106 new positions and closed 131 in Q3 2013.
  • B. Riley Wealth Advisors's portfolio value fell 0.73% quarter-over-quarter to $292M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2013, filed 21 Oct 2013.