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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.82%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$313M
AUM Growth
+$20.6M
Cap. Flow
+$3.81M
Cap. Flow %
1.22%
Top 10 Hldgs %
17.49%
Holding
763
New
96
Increased
243
Reduced
271
Closed
87

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.36M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$3.18M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$3.06M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.95M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.08M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.13M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$3.49M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$2.09M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Energy 8.45%
3 Financials 7.74%
4 Healthcare 5.09%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAP icon
251
Credicorp
BAP
$30.9B
$282K 0.09%
2,207
-10
-0.5% -$1.27K
BXMX
252
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$282K 0.09%
22,446
-9,333
-29% -$116K
JOY
253
DELISTED
Joy Global Inc
JOY
$280K 0.09%
4,783
-7,002
-59% -$386K
IWR icon
254
iShares Russell Mid-Cap ETF
IWR
$56.6B
$278K 0.09%
+7,424
New +$268K
MS icon
255
Morgan Stanley
MS
$325B
$278K 0.09%
8,861
-1,958
-18% -$58.2K
SO icon
256
Southern Company
SO
$108B
$278K 0.09%
6,762
+399
+6% +$16.5K
ORCL icon
257
Oracle
ORCL
$349B
$277K 0.09%
7,241
+1,901
+36% +$65.3K
BGS icon
258
B&G Foods
BGS
$304M
$275K 0.09%
8,115
+161
+2% +$5.52K
EVT icon
259
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.07B
$275K 0.09%
14,464
-1,439
-9% -$26.6K
IYJ icon
260
iShares US Industrials ETF
IYJ
$1.97B
$275K 0.09%
5,426
+172
+3% +$8.21K
AFL icon
261
Aflac
AFL
$65.8B
$274K 0.09%
8,202
+172
+2% +$5.64K
FXU icon
262
First Trust Utilities AlphaDEX Fund
FXU
$828M
$274K 0.09%
13,500
+300
+2% +$6.11K
RSPG icon
263
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$554M
$274K 0.09%
3,390
+440
+15% +$34.8K
GGME icon
264
Invesco Next Gen Media and Gaming ETF
GGME
$45.2M
$273K 0.09%
10,240
+850
+9% +$20.9K
PBP icon
265
Invesco S&P 500 BuyWrite ETF
PBP
$352M
$272K 0.09%
13,094
-8,308
-39% -$172K
VWO icon
266
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$272K 0.09%
6,605
+123
+2% +$5.07K
PCL
267
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$272K 0.09%
5,843
-200
-3% -$9.15K
EMN icon
268
Eastman Chemical
EMN
$7.72B
$271K 0.09%
3,360
-11
-0.3% -$854
XLFS
269
DELISTED
POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO
XLFS
$270K 0.09%
6,800
+2,900
+74% +$115K
CRF
270
Cornerstone Total Return Fund
CRF
$1.14B
$267K 0.09%
11,271
+127
+1% +$3.15K
MTW icon
271
Manitowoc
MTW
$503M
$266K 0.09%
12,613
+8,495
+206% +$156K
RIG icon
272
Transocean
RIG
$5.5B
$264K 0.08%
5,350
+200
+4% +$9.79K
PAA icon
273
Plains All American Pipeline
PAA
$17.6B
$263K 0.08%
5,083
-407
-7% -$20.8K
SRE icon
274
Sempra
SRE
$58.3B
$262K 0.08%
5,842
-320
-5% -$14.2K
CSX icon
275
CSX Corp
CSX
$94.3B
$260K 0.08%
27,096
+10,893
+67% +$97.6K
9 10
11
12 13

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B. Riley Wealth Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, B. Riley Wealth Advisors held 763 positions worth $313M, up 7.1% from $292M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q4 2013 filing shows 96 new, 243 increased, 271 reduced and 87 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.3% a quarter earlier, followed by Energy and Financials.

  • B. Riley Wealth Advisors's largest Q4 2013 buy was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M.
  • B. Riley Wealth Advisors added most to iShares Core S&P Mid-Cap ETF in Q4 2013, an estimated $5.36M increase.
  • B. Riley Wealth Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $6.08M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $2.09M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $313M portfolio in Q4 2013.
  • B. Riley Wealth Advisors opened 96 new positions and closed 87 in Q4 2013.
  • B. Riley Wealth Advisors's portfolio value rose 7.1% quarter-over-quarter to $313M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2013, filed 21 Jan 2014.