Alpine Global Management’s PennantPark Floating Rate Capital PFLT Stock Holding History

Alpine Global Management’s Portfolio PFLT Stock Details PFLT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-10,801	Closed	-$154K	–	191
2014 Q2	$154K	Buy	+10,801	New	+$150K	0.04%	144

Other funds holding PFLT

NIMC

NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

UBS AM Chicago, Illinois $481B AUM 26.39% 1-Year Est. Return

AIM

Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Alpine Global Management's PFLT Position: Q3 2014 in Review

Alpine Global Management sold out of PennantPark Floating Rate Capital (PFLT) in Q3 2014, closing a stake of 10,801 shares — an estimated $154K sold.

Alpine Global Management first reported a position in PFLT in Q2 2014 and held it in 1 quarter. The position peaked at $154K in Q2 2014. 44 funds tracked by Wall St. Rank hold PFLT as of Q3 2014.

Alpine Global Management reported no remaining PennantPark Floating Rate Capital position as of Q3 2014 after selling out during the quarter.
Alpine Global Management sold 10,801 PennantPark Floating Rate Capital shares in Q3 2014, an estimated $154K.
Alpine Global Management first reported a position in PennantPark Floating Rate Capital in Q2 2014 and held it in 1 quarter.
Alpine Global Management's PennantPark Floating Rate Capital position peaked at $154K in Q2 2014.
44 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q3 2014.

Based on Alpine Global Management's 13F filing for Q3 2014, filed 14 Nov 2014.