We are live on ! Find out more
3LCM

3D/L Capital Management Portfolio holdings

AUM $308M
1-Year Est. Return 13.67%
This Fund
S&P 500
This Quarter Est. Return
+3.94%
1 Year Est. Return
+13.67%
3 Year Est. Return
+13.91%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$428M
AUM Growth
+$11.3M
Cap. Flow
-$3.61M
Cap. Flow %
-0.84%
Top 10 Hldgs %
62.26%
Holding
133
New
7
Increased
74
Reduced
39
Closed
7

Top Buys

Rank Stock Value
1
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$1.1M
2
DOCT
FT Vest US Equity Deep Buffer ETF October
DOCT
+$468K
3
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$388K
4
IQDF icon
FlexShares International Quality Dividend Index Fund
IQDF
+$291K
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$291K

Top Sells

Rank Stock Value
1
JQUA icon
JPMorgan US Quality Factor ETF
JQUA
+$1.3M
2
KALL
KraneShares MSCI All China Index ETF
KALL
+$1.11M
3
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$1.09M
4
KVLE icon
KraneShares Value Line Dynamic Dividend Equity Index ETF
KVLE
+$961K
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$918K

Sector Composition

Rank Sector Weight
1 Healthcare 0.2%
2 Industrials 0.15%
3 Financials 0.11%
4 Technology 0.1%
5 Materials 0.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFAX icon
101
Dimensional World ex US Core Equity 2 ETF
DFAX
$12.3B
$291K 0.07%
+11,140
New +$291K
GQRE icon
102
FlexShares Global Quality Real Estate Index Fund
GQRE
$419M
$290K 0.07%
3,910
-85
-2% -$6.02K
SMG icon
103
ScottsMiracle-Gro
SMG
$3.61B
$289K 0.07%
1,795
+7
+0.4% +$1.08K
CLOU icon
104
Global X Cloud Computing ETF
CLOU
$253M
$287K 0.07%
10,837
+312
+3% +$9.16K
HERO icon
105
Global X Video Games & Esports ETF
HERO
$65.3M
$285K 0.07%
10,103
+487
+5% +$14.2K
ACES icon
106
ALPS Clean Energy ETF
ACES
$120M
$281K 0.07%
4,377
+153
+4% +$11K
STZ icon
107
Constellation Brands
STZ
$22.6B
$281K 0.07%
1,119
+3
+0.3% +$684
CEW
108
WisdomTree Emerging Currency Strategy Fund
CEW
$17.8M
$272K 0.06%
15,761
– –
DJP icon
109
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$790M
$269K 0.06%
9,379
-186
-2% -$5.45K
EBIZ icon
110
Global X E-commerce ETF
EBIZ
$29M
$257K 0.06%
9,357
+560
+6% +$16.8K
LQD icon
111
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$257K 0.06%
1,939
+86
+5% +$11.4K
EMCS
112
Xtrackers MSCI Emerging Markets Select ETF
EMCS
$992M
$257K 0.06%
8,243
-72
-0.9% -$2.31K
OIH icon
113
VanEck Oil Services ETF
OIH
$1.94B
$239K 0.06%
+1,294
New +$261K
VLUE icon
114
iShares MSCI USA Value Factor ETF
VLUE
$9.37B
$239K 0.06%
2,187
-538
-20% -$56.6K
AGG icon
115
iShares Core US Aggregate Bond ETF
AGG
$137B
$238K 0.06%
2,083
+4
+0.2% +$458
CGC
116
Canopy Growth
CGC
$394M
$237K 0.06%
2,718
+17
+0.6% +$2.02K
MTUM icon
117
iShares MSCI USA Momentum Factor ETF
MTUM
$26.1B
$233K 0.05%
1,282
+4
+0.3% +$737
ICF icon
118
iShares Select U.S. REIT ETF
ICF
$2.08B
$230K 0.05%
+3,021
New +$214K
IWO icon
119
iShares Russell 2000 Growth ETF
IWO
$14.8B
$229K 0.05%
783
+2
+0.3% +$603
IWN icon
120
iShares Russell 2000 Value ETF
IWN
$14.5B
$227K 0.05%
1,367
+11
+0.8% +$1.83K
AEMB
121
DELISTED
American Century Emerging Markets Bond ETF
AEMB
$223K 0.05%
+4,598
New +$224K
IGIB icon
122
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$218K 0.05%
3,674
+36
+1% +$2.14K
THCX
123
DELISTED
AXS Cannabis ETF
THCX
$217K 0.05%
2,536
+446
+21% +$48.9K
SPIP icon
124
State Street SPDR Portfolio TIPS ETF
SPIP
$999M
$211K 0.05%
6,712
+81
+1% +$2.54K
BSMP
125
DELISTED
Invesco BulletShares 2025 Municipal Bond ETF
BSMP
$209K 0.05%
8,051
– –
2 3 4
5
6

Similar funds

SFG
Steward Financial Group Colleyville, Texas $315M AUM 13.78% 1-Year Est. Return
AEPLI
AH Equity Partners LSV I Menlo Park, California $315M AUM 9.31% 1-Year Est. Return
DCMIC
Decheng Capital Management III (Cayman) Grand Cayman, Cayman Islands $300M AUM 15.74% 1-Year Est. Return
CC
Chanos & Company New York $318M AUM 4.62% 1-Year Est. Return
IBT
International Biotechnology Trust London, United Kingdom $297M AUM 17.25% 1-Year Est. Return
KBC
Key Bridge Compliance $319M AUM
DT
Daniels + Tansey Wilmington, Delaware $289M AUM 18.06% 1-Year Est. Return
TFA
Triad Financial Advisors Greensboro, North Carolina $284M AUM 14.95% 1-Year Est. Return

3D/L Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, 3D/L Capital Management held 133 positions worth $428M, up 2.7% from $417M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

3D/L Capital Management's Q4 2021 filing shows 7 new, 74 increased, 39 reduced and 7 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 31,389 shares worth $1.12M. The largest sale was JPMorgan US Quality Factor ETF, an estimated $1.3M.

By sector, the portfolio is most concentrated in Healthcare at 0.2% of assets, up from 0.2% a quarter earlier, followed by Industrials and Financials.

  • 3D/L Capital Management's largest Q4 2021 buy was FT Vest US Equity Buffer ETF October: 31,389 shares worth $1.12M.
  • 3D/L Capital Management added most to FlexShares International Quality Dividend Index Fund in Q4 2021, an estimated $291K increase.
  • 3D/L Capital Management's biggest Q4 2021 reduction was JPMorgan US Quality Factor ETF, cutting an estimated $1.3M.
  • 3D/L Capital Management fully exited FT Vest US Equity Buffer ETF July in Q4 2021, selling an estimated $1.09M.
  • 3D/L Capital Management's ten largest holdings make up 62% of its $428M portfolio in Q4 2021.
  • 3D/L Capital Management opened 7 new positions and closed 7 in Q4 2021.
  • 3D/L Capital Management's portfolio value rose 2.7% quarter-over-quarter to $428M.

Based on 3D/L Capital Management's 13F filing for Q4 2021, filed 10 Feb 2022.