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3LCM

3D/L Capital Management Portfolio holdings

AUM $308M
1-Year Est. Return 13.67%
This Fund
S&P 500
This Quarter Est. Return
+3.92%
1 Year Est. Return
+13.67%
3 Year Est. Return
+13.91%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$377M
AUM Growth
+$5.46M
Cap. Flow
-$8.7M
Cap. Flow %
-2.31%
Top 10 Hldgs %
65.26%
Holding
118
New
14
Increased
22
Reduced
70
Closed
10

Top Buys

Rank Stock Value
1
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$2.59M
2
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$1.94M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.91M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.86M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.71M

Top Sells

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$5.93M
2
TUA icon
Simplify Short Term Treasury Futures Strategy ETF
TUA
+$1.98M
3
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.1M
4
EZM icon
WisdomTree US MidCap Fund
EZM
+$767K
5
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$724K

Sector Composition

Rank Sector Weight
1 Technology 0.43%
2 Industrials 0.14%
3 Healthcare 0.12%
4 Financials 0.12%
5 Consumer Staples 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USMV icon
76
iShares MSCI USA Min Vol Factor ETF
USMV
$24.2B
$372K 0.1%
5,116
+254
+5% +$18.3K
EFV icon
77
iShares MSCI EAFE Value ETF
EFV
$29.4B
$366K 0.1%
7,541
-4,925
-40% -$238K
GWX icon
78
State Street SPDR S&P International Small Cap ETF
GWX
$913M
$364K 0.1%
11,767
-1,072
-8% -$33.1K
HYGV icon
79
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.1B
$354K 0.09%
8,683
-2,634
-23% -$107K
DMXF icon
80
iShares ESG Advanced MSCI EAFE ETF
DMXF
$1.03B
$349K 0.09%
5,859
-259
-4% -$15K
IWD icon
81
iShares Russell 1000 Value ETF
IWD
$83.7B
$309K 0.08%
2,031
+6
+0.3% +$927
ESGU icon
82
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$299K 0.08%
3,311
-7,543
-69% -$667K
IVE icon
83
iShares S&P 500 Value ETF
IVE
$49.8B
$292K 0.08%
1,921
-1,544
-45% -$233K
KEMX icon
84
KraneShares MSCI Emerging Markets Ex China Index ETF
KEMX
$129M
$286K 0.08%
11,264
-477
-4% -$12.1K
JQUA icon
85
JPMorgan US Quality Factor ETF
JQUA
$8.48B
$280K 0.07%
6,793
+15
+0.2% +$602
CEW
86
WisdomTree Emerging Currency Strategy Fund
CEW
$17.9M
$280K 0.07%
15,981
-67
-0.4% -$1.15K
FITE
87
State Street SPDR S&P Kensho Future Security ETF
FITE
$155M
$279K 0.07%
6,007
-583
-9% -$26.3K
MBB icon
88
iShares MBS ETF
MBB
$39.1B
$275K 0.07%
2,901
-127
-4% -$12K
SPY icon
89
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$259K 0.07%
633
+33
+6% +$13.2K
GUNR icon
90
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.32B
$254K 0.07%
5,997
+570
+11% +$24.8K
ERTH icon
91
Invesco MSCI Sustainable Future ETF
ERTH
$138M
$251K 0.07%
5,118
-189
-4% -$9.41K
SIMS icon
92
State Street SPDR S&P Kensho Intelligent Structures ETF
SIMS
$8.78M
$250K 0.07%
7,217
-691
-9% -$24.2K
ESGE icon
93
iShares ESG Aware MSCI EM ETF
ESGE
$6.73B
$247K 0.07%
7,835
-135
-2% -$4.28K
XBI icon
94
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$239K 0.06%
3,131
-304
-9% -$25.2K
TDTT icon
95
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.53B
$237K 0.06%
9,825
+287
+3% +$6.81K
GOVT icon
96
iShares US Treasury Bond ETF
GOVT
$43.6B
$234K 0.06%
+9,997
New +$231K
IJT icon
97
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.42B
$234K 0.06%
2,126
-205
-9% -$23.1K
BSCQ icon
98
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.64B
$231K 0.06%
12,062
+1,988
+20% +$37.8K
BSCO
99
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$216K 0.06%
10,505
-1,480
-12% -$30.4K
IQDF icon
100
FlexShares International Quality Dividend Index Fund
IQDF
$1.17B
$209K 0.06%
+9,470
New +$207K
1 2 3
4
5

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3D/L Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, 3D/L Capital Management held 118 positions worth $377M, up 1.5% from $372M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

3D/L Capital Management's Q1 2023 filing shows 14 new, 22 increased, 70 reduced and 10 closed positions. Its largest new stake was iShares 1-3 Year Treasury Bond ETF: 23,394 shares worth $1.92M. The largest sale was iShares 0-5 Year TIPS Bond ETF, an estimated $5.93M.

By sector, the portfolio is most concentrated in Technology at 0.43% of assets, up from 0.37% a quarter earlier, followed by Industrials and Healthcare.

  • 3D/L Capital Management's largest Q1 2023 buy was iShares 1-3 Year Treasury Bond ETF: 23,394 shares worth $1.92M.
  • 3D/L Capital Management added most to WisdomTree Yield Enhanced US Aggregate Bond Fund in Q1 2023, an estimated $2.59M increase.
  • 3D/L Capital Management's biggest Q1 2023 reduction was iShares 0-5 Year TIPS Bond ETF, cutting an estimated $5.93M.
  • 3D/L Capital Management fully exited Simplify Short Term Treasury Futures Strategy ETF in Q1 2023, selling an estimated $1.98M.
  • 3D/L Capital Management's ten largest holdings make up 65% of its $377M portfolio in Q1 2023.
  • 3D/L Capital Management opened 14 new positions and closed 10 in Q1 2023.
  • 3D/L Capital Management's portfolio value rose 1.5% quarter-over-quarter to $377M.

Based on 3D/L Capital Management's 13F filing for Q1 2023, filed 8 May 2023.