We are live on ! Find out more
3LCM

3D/L Capital Management Portfolio holdings

AUM $308M
1-Year Est. Return 13.67%
This Fund
S&P 500
This Quarter Est. Return
+3.94%
1 Year Est. Return
+13.67%
3 Year Est. Return
+13.91%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$428M
AUM Growth
+$11.3M
Cap. Flow
-$3.61M
Cap. Flow %
-0.84%
Top 10 Hldgs %
62.26%
Holding
133
New
7
Increased
74
Reduced
39
Closed
7

Top Buys

Rank Stock Value
1
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$1.1M
2
DOCT
FT Vest US Equity Deep Buffer ETF October
DOCT
+$468K
3
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$388K
4
IQDF icon
FlexShares International Quality Dividend Index Fund
IQDF
+$291K
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$291K

Top Sells

Rank Stock Value
1
JQUA icon
JPMorgan US Quality Factor ETF
JQUA
+$1.3M
2
KALL
KraneShares MSCI All China Index ETF
KALL
+$1.11M
3
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$1.09M
4
KVLE icon
KraneShares Value Line Dynamic Dividend Equity Index ETF
KVLE
+$961K
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$918K

Sector Composition

Rank Sector Weight
1 Healthcare 0.2%
2 Industrials 0.15%
3 Financials 0.11%
4 Technology 0.1%
5 Materials 0.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
51
Invesco QQQ Trust
QQQ
$479B
$724K 0.17%
1,821
+18
+1% +$6.95K
VWO icon
52
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$691K 0.16%
13,976
+381
+3% +$19.2K
EFV icon
53
iShares MSCI EAFE Value ETF
EFV
$29.2B
$633K 0.15%
12,562
+108
+0.9% +$5.51K
J icon
54
Jacobs Solutions
J
$16.9B
$624K 0.15%
5,422
– –
XLRE icon
55
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.56B
$622K 0.15%
12,001
-624
-5% -$30K
PFE icon
56
Pfizer
PFE
$149B
$605K 0.14%
10,251
– –
KWEB icon
57
KraneShares CSI China Internet ETF
KWEB
$5.62B
$603K 0.14%
16,533
+1,280
+8% +$58.9K
XLU icon
58
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$599K 0.14%
16,724
+958
+6% +$32.3K
IUSB icon
59
iShares Core Universal USD Bond ETF
IUSB
$43B
$590K 0.14%
11,155
+560
+5% +$29.7K
NUSC icon
60
Nuveen ESG Small-Cap ETF
NUSC
$1.32B
$588K 0.14%
14,008
+319
+2% +$14.2K
BSCN
61
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$588K 0.14%
27,383
+1,132
+4% +$24.4K
XLB icon
62
State Street Materials Select Sector SPDR ETF
XLB
$8.55B
$584K 0.14%
12,896
+96
+0.8% +$4.15K
VB icon
63
Vanguard Morningstar Small-Cap ETF
VB
$81.3B
$581K 0.14%
2,571
+60
+2% +$13.6K
GWX icon
64
State Street SPDR S&P International Small Cap ETF
GWX
$904M
$577K 0.13%
15,269
+481
+3% +$18.4K
BLV icon
65
Vanguard Long-Term Bond ETF
BLV
$5.73B
$562K 0.13%
5,463
-50
-0.9% -$5.17K
VMBS icon
66
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$557K 0.13%
10,549
-242
-2% -$12.8K
XLE icon
67
State Street Energy Select Sector SPDR ETF
XLE
$38.1B
$549K 0.13%
19,780
-322
-2% -$9.1K
EFG icon
68
iShares MSCI EAFE Growth ETF
EFG
$17B
$547K 0.13%
4,959
+39
+0.8% +$4.27K
IWB icon
69
iShares Russell 1000 ETF
IWB
$49.7B
$524K 0.12%
1,981
– –
BSCM
70
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$522K 0.12%
24,410
+2,567
+12% +$55.1K
ACWV icon
71
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.36B
$520K 0.12%
4,806
-21
-0.4% -$2.22K
TILT icon
72
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
$2.24B
$516K 0.12%
2,826
+11
+0.4% +$1.97K
BIV icon
73
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$512K 0.12%
5,848
-32
-0.5% -$2.84K
IEFA icon
74
iShares Core MSCI EAFE ETF
IEFA
$194B
$490K 0.11%
6,565
+69
+1% +$5.19K
DGS icon
75
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.76B
$475K 0.11%
8,980
-143
-2% -$7.53K
1 2
3
4 5

Similar funds

SFG
Steward Financial Group Colleyville, Texas $315M AUM 13.78% 1-Year Est. Return
AEPLI
AH Equity Partners LSV I Menlo Park, California $315M AUM 9.31% 1-Year Est. Return
DCMIC
Decheng Capital Management III (Cayman) Grand Cayman, Cayman Islands $300M AUM 15.74% 1-Year Est. Return
CC
Chanos & Company New York $318M AUM 4.62% 1-Year Est. Return
IBT
International Biotechnology Trust London, United Kingdom $297M AUM 17.25% 1-Year Est. Return
KBC
Key Bridge Compliance $319M AUM
DT
Daniels + Tansey Wilmington, Delaware $289M AUM 18.06% 1-Year Est. Return
TFA
Triad Financial Advisors Greensboro, North Carolina $284M AUM 14.95% 1-Year Est. Return

3D/L Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, 3D/L Capital Management held 133 positions worth $428M, up 2.7% from $417M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

3D/L Capital Management's Q4 2021 filing shows 7 new, 74 increased, 39 reduced and 7 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 31,389 shares worth $1.12M. The largest sale was JPMorgan US Quality Factor ETF, an estimated $1.3M.

By sector, the portfolio is most concentrated in Healthcare at 0.2% of assets, up from 0.2% a quarter earlier, followed by Industrials and Financials.

  • 3D/L Capital Management's largest Q4 2021 buy was FT Vest US Equity Buffer ETF October: 31,389 shares worth $1.12M.
  • 3D/L Capital Management added most to FlexShares International Quality Dividend Index Fund in Q4 2021, an estimated $291K increase.
  • 3D/L Capital Management's biggest Q4 2021 reduction was JPMorgan US Quality Factor ETF, cutting an estimated $1.3M.
  • 3D/L Capital Management fully exited FT Vest US Equity Buffer ETF July in Q4 2021, selling an estimated $1.09M.
  • 3D/L Capital Management's ten largest holdings make up 62% of its $428M portfolio in Q4 2021.
  • 3D/L Capital Management opened 7 new positions and closed 7 in Q4 2021.
  • 3D/L Capital Management's portfolio value rose 2.7% quarter-over-quarter to $428M.

Based on 3D/L Capital Management's 13F filing for Q4 2021, filed 10 Feb 2022.