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3LCM

3D/L Capital Management Portfolio holdings

AUM $308M
1-Year Est. Return 13.67%
This Fund
S&P 500
This Quarter Est. Return
+3.92%
1 Year Est. Return
+13.67%
3 Year Est. Return
+13.91%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$377M
AUM Growth
+$5.46M
Cap. Flow
-$8.7M
Cap. Flow %
-2.31%
Top 10 Hldgs %
65.26%
Holding
118
New
14
Increased
22
Reduced
70
Closed
10

Top Buys

Rank Stock Value
1
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$2.59M
2
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$1.94M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.91M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.86M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.71M

Top Sells

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$5.93M
2
TUA icon
Simplify Short Term Treasury Futures Strategy ETF
TUA
+$1.98M
3
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.1M
4
EZM icon
WisdomTree US MidCap Fund
EZM
+$767K
5
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$724K

Sector Composition

Rank Sector Weight
1 Technology 0.43%
2 Industrials 0.14%
3 Healthcare 0.12%
4 Financials 0.12%
5 Consumer Staples 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFUV icon
26
Dimensional US Marketwide Value ETF
DFUV
$15.7B
$2.01M 0.53%
60,008
+3,972
+7% +$136K
BSCP
27
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$1.96M 0.52%
96,402
-1,584
-2% -$32K
SHY icon
28
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$1.92M 0.51%
+23,394
New +$1.91M
IVV icon
29
iShares Core S&P 500 ETF
IVV
$897B
$1.85M 0.49%
4,500
-1,063
-19% -$426K
XLV icon
30
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
$1.84M 0.49%
+14,214
New +$1.86M
VEA icon
31
Vanguard FTSE Developed Markets ETF
VEA
$234B
$1.65M 0.44%
36,489
-12,573
-26% -$560K
AAPL icon
32
Apple
AAPL
$4.56T
$1.61M 0.43%
9,740
-943
-9% -$139K
XLF icon
33
State Street Financial Select Sector SPDR ETF
XLF
$58.4B
$1.58M 0.42%
+49,195
New +$1.71M
VUG icon
34
Vanguard Morningstar Growth ETF
VUG
$229B
$1.46M 0.39%
35,088
-12,768
-27% -$497K
QLC icon
35
FlexShares US Quality Large Cap Index Fund
QLC
$1.04B
$1.22M 0.32%
26,794
+1,657
+7% +$73.7K
XLE icon
36
State Street Energy Select Sector SPDR ETF
XLE
$38.1B
$1.11M 0.29%
26,708
-7,526
-22% -$322K
BSV icon
37
Vanguard Short-Term Bond ETF
BSV
$44.6B
$1.05M 0.28%
13,711
-4,917
-26% -$373K
BNDC icon
38
FlexShares Core Select Bond Fund
BNDC
$170M
$1.03M 0.27%
45,854
+210
+0.5% +$4.69K
BNDX icon
39
Vanguard Total International Bond ETF
BNDX
$82.1B
$1.01M 0.27%
20,589
-7,104
-26% -$344K
BSCN
40
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$932K 0.25%
44,224
+22,058
+100% +$464K
XLB icon
41
State Street Materials Select Sector SPDR ETF
XLB
$8.55B
$930K 0.25%
+23,062
New +$934K
XLU icon
42
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$928K 0.25%
+27,424
New +$929K
XLRE icon
43
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.56B
$900K 0.24%
+24,070
New +$924K
STIP icon
44
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$855K 0.23%
8,617
-60,708
-88% -$5.93M
RVNU icon
45
Xtrackers Municipal Infrastructure Revenue Bond Active ETF
RVNU
$143M
$814K 0.22%
32,520
-240
-0.7% -$5.92K
IUSB icon
46
iShares Core Universal USD Bond ETF
IUSB
$43B
$767K 0.2%
16,618
-760
-4% -$34.8K
DOCT
47
FT Vest US Equity Deep Buffer ETF October
DOCT
$387M
$760K 0.2%
23,163
-337
-1% -$10.8K
NULG icon
48
Nuveen ESG Large-Cap Growth ETF
NULG
$2.75B
$743K 0.2%
13,322
-588
-4% -$31.1K
CPTL
49
Global X Funds Global X Morningstar Capital Allocation Leaders ETF
CPTL
$119M
$735K 0.19%
24,919
-989
-4% -$28.5K
JIG icon
50
JPMorgan International Growth ETF
JIG
$493M
$677K 0.18%
11,651
-747
-6% -$42K
1
2
3 4 5

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3D/L Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, 3D/L Capital Management held 118 positions worth $377M, up 1.5% from $372M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

3D/L Capital Management's Q1 2023 filing shows 14 new, 22 increased, 70 reduced and 10 closed positions. Its largest new stake was iShares 1-3 Year Treasury Bond ETF: 23,394 shares worth $1.92M. The largest sale was iShares 0-5 Year TIPS Bond ETF, an estimated $5.93M.

By sector, the portfolio is most concentrated in Technology at 0.43% of assets, up from 0.37% a quarter earlier, followed by Industrials and Healthcare.

  • 3D/L Capital Management's largest Q1 2023 buy was iShares 1-3 Year Treasury Bond ETF: 23,394 shares worth $1.92M.
  • 3D/L Capital Management added most to WisdomTree Yield Enhanced US Aggregate Bond Fund in Q1 2023, an estimated $2.59M increase.
  • 3D/L Capital Management's biggest Q1 2023 reduction was iShares 0-5 Year TIPS Bond ETF, cutting an estimated $5.93M.
  • 3D/L Capital Management fully exited Simplify Short Term Treasury Futures Strategy ETF in Q1 2023, selling an estimated $1.98M.
  • 3D/L Capital Management's ten largest holdings make up 65% of its $377M portfolio in Q1 2023.
  • 3D/L Capital Management opened 14 new positions and closed 10 in Q1 2023.
  • 3D/L Capital Management's portfolio value rose 1.5% quarter-over-quarter to $377M.

Based on 3D/L Capital Management's 13F filing for Q1 2023, filed 8 May 2023.