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3LCM

3D/L Capital Management Portfolio holdings

AUM $308M
1-Year Est. Return 13.67%
This Fund
S&P 500
This Quarter Est. Return
-1.51%
1 Year Est. Return
+13.67%
3 Year Est. Return
+13.91%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$417M
AUM Growth
-$1.9M
Cap. Flow
+$4.85M
Cap. Flow %
1.16%
Top 10 Hldgs %
61.46%
Holding
135
New
10
Increased
60
Reduced
52
Closed
9

Top Buys

Rank Stock Value
1
QLC icon
FlexShares US Quality Large Cap Index Fund
QLC
+$30.2M
2
KALL
KraneShares MSCI All China Index ETF
KALL
+$3.06M
3
DFIV icon
Dimensional International Value ETF
DFIV
+$2.31M
4
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$1.1M
5
JIG icon
JPMorgan International Growth ETF
JIG
+$882K

Top Sells

Rank Stock Value
1
QDEF icon
FlexShares Quality Dividend Defensive Index Fund
QDEF
+$30.5M
2
FAPR icon
FT Vest US Equity Buffer ETF April
FAPR
+$950K
3
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$687K
4
IMTM icon
iShares MSCI Intl Momentum Factor ETF
IMTM
+$528K
5
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$400K

Sector Composition

Rank Sector Weight
1 Healthcare 0.2%
2 Industrials 0.14%
3 Financials 0.1%
4 Technology 0.08%
5 Materials 0.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCP
26
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$2.25M 0.54%
101,192
-6,326
-6% -$141K
TAXF icon
27
American Century Diversified Municipal Bond ETF
TAXF
$686M
$2.13M 0.51%
38,572
+194
+0.5% +$10.8K
VUG icon
28
Vanguard Morningstar Growth ETF
VUG
$230B
$2M 0.48%
41,280
+2,214
+6% +$110K
VEA icon
29
Vanguard FTSE Developed Markets ETF
VEA
$234B
$1.95M 0.47%
38,653
+2,320
+6% +$121K
XLK icon
30
State Street Technology Select Sector SPDR ETF
XLK
$122B
$1.69M 0.41%
22,658
-202
-0.9% -$15.6K
IVV icon
31
iShares Core S&P 500 ETF
IVV
$898B
$1.58M 0.38%
3,669
+9
+0.2% +$3.99K
BNDC icon
32
FlexShares Core Select Bond Fund
BNDC
$171M
$1.29M 0.31%
48,996
-2,521
-5% -$66.8K
ESGU icon
33
iShares ESG Aware MSCI USA ETF
ESGU
$18.3B
$1.14M 0.27%
11,555
+2,575
+29% +$261K
VOT icon
34
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$1.13M 0.27%
4,780
-1,224
-20% -$296K
BNDX icon
35
Vanguard Total International Bond ETF
BNDX
$82.3B
$1.13M 0.27%
19,805
+1,946
+11% +$112K
FJUL icon
36
FT Vest US Equity Buffer ETF July
FJUL
$1.24B
$1.09M 0.26%
+31,380
New +$1.1M
BSV icon
37
Vanguard Short-Term Bond ETF
BSV
$44.6B
$1.02M 0.25%
12,495
+952
+8% +$78.2K
XLV icon
38
State Street Health Care Select Sector SPDR ETF
XLV
$42.3B
$1.01M 0.24%
7,935
-55
-0.7% -$7.27K
TLTD icon
39
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$681M
$950K 0.23%
13,234
+170
+1% +$12.5K
XLF icon
40
State Street Financial Select Sector SPDR ETF
XLF
$58.6B
$947K 0.23%
25,236
-134
-0.5% -$5.01K
XLC icon
41
State Street Communication Services Select Sector SPDR ETF
XLC
$22.3B
$910K 0.22%
11,361
-84
-0.7% -$6.95K
XLY icon
42
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23B
$907K 0.22%
10,108
-10
-0.1% -$908
JIG icon
43
JPMorgan International Growth ETF
JIG
$496M
$845K 0.2%
+11,129
New +$882K
CPTL
44
Global X Funds Global X Morningstar Capital Allocation Leaders ETF
CPTL
$119M
$825K 0.2%
26,312
-1,080
-4% -$34.9K
NULG icon
45
Nuveen ESG Large-Cap Growth ETF
NULG
$2.78B
$807K 0.19%
12,330
-2,999
-20% -$202K
XLI icon
46
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$762K 0.18%
7,789
+2
+0% +$205
MUB icon
47
iShares National Muni Bond ETF
MUB
$45.4B
$761K 0.18%
6,554
-514
-7% -$60.3K
BOTZ icon
48
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.48B
$743K 0.18%
20,320
-2,230
-10% -$80K
KWEB icon
49
KraneShares CSI China Internet ETF
KWEB
$5.65B
$722K 0.17%
15,253
+11,544
+311% +$606K
QDEF icon
50
FlexShares Quality Dividend Defensive Index Fund
QDEF
$558M
$719K 0.17%
13,525
-553,798
-98% -$30.5M
1
2
3 4 5

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DCMIC
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CC
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IBT
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DT
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TFA
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3D/L Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, 3D/L Capital Management held 135 positions worth $417M, down 0.45% from $419M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

3D/L Capital Management's Q3 2021 filing shows 10 new, 60 increased, 52 reduced and 9 closed positions. Its largest new stake was Dimensional International Value ETF: 69,999 shares worth $2.29M. The largest sale was FlexShares Quality Dividend Defensive Index Fund, an estimated $30.5M.

By sector, the portfolio is most concentrated in Healthcare at 0.2% of assets, down from 0.25% a quarter earlier, followed by Industrials and Financials.

  • 3D/L Capital Management's largest Q3 2021 buy was Dimensional International Value ETF: 69,999 shares worth $2.29M.
  • 3D/L Capital Management added most to FlexShares US Quality Large Cap Index Fund in Q3 2021, an estimated $30.2M increase.
  • 3D/L Capital Management's biggest Q3 2021 reduction was FlexShares Quality Dividend Defensive Index Fund, cutting an estimated $30.5M.
  • 3D/L Capital Management fully exited FT Vest US Equity Buffer ETF April in Q3 2021, selling an estimated $950K.
  • 3D/L Capital Management's ten largest holdings make up 61% of its $417M portfolio in Q3 2021.
  • 3D/L Capital Management opened 10 new positions and closed 9 in Q3 2021.
  • 3D/L Capital Management's portfolio value fell 0.45% quarter-over-quarter to $417M.

Based on 3D/L Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.