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State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
AssetMark Inc
1
AssetMark Inc
California
USD 41.2 M +USD 9.22 M +338,052 +30%
State Street
2
State Street
Massachusetts
USD 12.4 M -USD 10.5 M -383,649 -46%
Global Financial Private Capital
3
Global Financial Private Capital
Florida
USD 11.2 M +USD 3.56 M +130,686 +48%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
USD 4.38 M -USD 2.33 M -85,446 -35%
AE Wealth Management
5
AE Wealth Management
Kansas
USD 4.12 M +USD 4.05 M +148,446 Nuevas
Simplicity Solutions
6
Simplicity Solutions
Minnesota
USD 3.92 M +USD 3.84 M +141,021 Nuevas
Shepherd Financial Partners
7
Shepherd Financial Partners
Massachusetts
USD 2.8 M -USD 137 k -5,016 -5%
LPL Financial
8
LPL Financial
California
USD 2.52 M -USD 3.3 M -121,107 -57%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
USD 2.35 M +USD 13 k +477 +0.6%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
USD 2.1 M -USD 1.14 M -41,976 -36%
Jane Street
11
Jane Street
New York
USD 1.93 M +USD 1.15 M +42,300 +156%
UBS Group
12
UBS Group
Switzerland
USD 1.82 M -USD 339 k -12,441 -16%
Bank of America
13
Bank of America
North Carolina
USD 1.67 M +USD 243 k +8,919 +17%
Goldman Sachs
14
Goldman Sachs
New York
USD 1.39 M -USD 4.23 M -155,130 -76%
SG Americas Securities
15
SG Americas Securities
New York
USD 1.35 M -USD 9.16 k -336 -0.7%
Raymond James & Associates
16
Raymond James & Associates
Florida
USD 1.15 M +USD 106 k +3,888 +10%
Johnson Investment Counsel
17
Johnson Investment Counsel
Ohio
USD 1.03 M – – –
Advisory Services Network
18
Advisory Services Network
Georgia
USD 967 k +USD 340 k +12,483 +56%
IFP Advisors
19
IFP Advisors
Florida
USD 639 k +USD 21.7 k +795 +4%
SEI Investments
20
SEI Investments
Pennsylvania
USD 569 k -USD 7.93 k -291 -1%
Citigroup
21
Citigroup
New York
USD 548 k +USD 16.4 k +600 +3%
Morgan Stanley
22
Morgan Stanley
New York
USD 478 k -USD 5.4 k -198 -1%
Ladenburg Thalmann Financial Services
23
Ladenburg Thalmann Financial Services
Florida
USD 473 k +USD 95 k +3,486 +26%
Continuum Advisory
24
Continuum Advisory
Idaho
USD 294 k +USD 289 k +10,605 Nuevas
Stifel Financial
25
Stifel Financial
Missouri
USD 293 k -USD 12.3 k -450 -4%
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